On February 6, Shenzhen Worldunion Group Incorporated(002285) (hereinafter referred to as " Shenzhen Worldunion Group Incorporated(002285) ") announced that the senior management of the company received the warning letter from Shenzhen Securities Regulatory Bureau and the supervision letter from Shenzhen Stock Exchange.
According to the announcement, Shenzhen Worldunion Group Incorporated(002285) recently received the decision of Shenzhen Securities Regulatory Bureau on Issuing warning letter to Li Rong issued by Shenzhen regulatory bureau of China Securities Regulatory Commission (hereinafter referred to as the warning letter), and the supervision letter on Li Rong, deputy general manager of Shenzhen Worldunion Group Incorporated(002285) issued by Shenzhen Stock Exchange (hereinafter referred to as the supervision letter).
According to the warning letter, Shenzhen Worldunion Group Incorporated(002285) deputy general manager Li Rong reduced about 110000 shares of the company through centralized bidding on the exchange on September 1, 2021, with a reduction ratio of 0.0054%. If Li Gaorong violates the provisions of Article 15 of the stock reduction plan of the listed company and fails to disclose certain shares of the listed company in advance as a senior director, he shall report to the stock exchange in the first 15 days before the reduction of shares of the listed company.
According to the announcement, after receiving the warning letter and the supervision letter, Li Rong attached great importance to the problems pointed out therein, and said that he would fully learn lessons, earnestly strengthen the study of relevant laws, regulations and normative documents such as the securities law, the company law and the stock listing rules, further improve the awareness of standardized operation and strictly regulate stock trading, Prevent such incidents from happening again.
