Securities code: 600030 securities abbreviation: Citic Securities Company Limited(600030) Announcement No.: 2022-011 Citic Securities Company Limited(600030)
Suggestive announcement of A-share allotment
Co sponsor (co lead underwriter): Tianfeng Securities Co.Ltd(601162)
China Post Securities Co., Ltd
Co lead underwriter: China Galaxy Securities Co.Ltd(601881)
China Industrial Securities Co.Ltd(601377)
Everbright Securities Company Limited(601788)
Ping An Securities Co., Ltd
China Merchants Securities Co.Ltd(600999)
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents. Important tips
1. The share allotment scheme of Citic Securities Company Limited(600030) (hereinafter referred to as ” Citic Securities Company Limited(600030) “, “issuer” or “company”) has been deliberated and adopted at the 20th meeting of the seventh board of directors held on February 26, 2021, and at the 2020 annual general meeting, the first A-share general meeting in 2021 and the first H-share general meeting in 2021 held on June 29, 2021. According to the authorization of the general meeting of shareholders, the company held the 26th meeting of the 7th board of directors on August 9, 2021, and further authorized the company’s management to handle matters related to the share allotment. The application for A-share allotment has been examined and approved by the 122nd meeting of the issuance examination committee of the 18th session of China Securities Regulatory Commission (hereinafter referred to as “CSRC”) in 2021, and has been approved by the document of CSRC zjxk [2021] No. 3729.
2. The price of this A-share allotment is 14.43 yuan / share. The allotment is made to all A-share shareholders by means of online pricing through the trading system of Shanghai Stock Exchange (hereinafter referred to as “Shanghai Stock Exchange”). The allotment code is “700030” and the stock is referred to as “CITIC allotment”.
3. The starting and ending date of payment for this A-share Allotment: the normal trading hours of Shanghai Stock Exchange from January 19, 2022 (T + 1) to January 25, 2022 (T + 5). Please pay attention to the time of subscription and payment.
4. During the online subscription period of this A-share allotment and the online clearing day of China Securities Depository and Clearing Corporation Limited Shanghai Branch (hereinafter referred to as “CSDCC Shanghai Branch”), i.e. January 19, 2022 (T + 1) to January 26, 2022 (T + 6), the trading of the company’s A-share shares was suspended, and the announcement of the issuance results of A-share allotment was published on January 27, 2022 (T + 7), Resumption of trading of A-Shares of the company.
5. The full text of Citic Securities Company Limited(600030) A-share allotment manual and other relevant materials are published on the website of Shanghai Stock Exchange on January 14, 2022 (T-2)（ http://www.sse.com.cn. ）。 If investors want to know the details of this Citic Securities Company Limited(600030) A-share allotment, please read the relevant contents carefully.
6. The listing time of this A-share allotment will be determined according to the arrangement of Shanghai Stock Exchange after the successful issuance of A-share allotment, and will be announced separately.
1、 Basic information of this A-share allotment
1. Type of A-share Allotment: RMB common shares (A shares).
2. Par value per share: 1.00 yuan.
3. Proportion and quantity of A-share Allotment: This A-share allotment is based on the total number of 10648448329 A-share capital of the company after the closing of Shanghai Stock Exchange on January 18, 2022 (t day), and is allotted to all A-share shareholders at the proportion of 1.5 shares per 10 shares. The total number of A-share shares that can be allotted is 1597267249, all of which are tradable shares with unlimited conditions.
Citic Securities Company Limited(600030) the total share capital of the existing A-Shares is 10648448329 shares, all of which have the right to participate in the issuance of a shares.
4. Commitment of major shareholders to subscribe for this Allotment: China CITIC Co., Ltd., the largest shareholder of the company, has promised to fully subscribe for the allotable shares determined according to the company’s allotment plan in cash according to the number of shares held by the company after the closing of the market on the registration date of this allotment.
5. Purpose of the raised funds: the company’s share allotment this time is the issuance of A-Shares and H shares. The total amount of funds raised in this share allotment does not exceed RMB 28 billion, of which the total amount of funds raised in A-Shares allotment does not exceed RMB 23.065 billion and the total amount of funds raised in H shares allotment does not exceed RMB 4.935 billion. The net amount of funds raised after deducting the issuance expenses from the total amount of funds raised in this allotment is intended to be used to develop capital intermediary business, increase investment in subsidiaries, strengthen the construction of information system and supplement other working funds.
The investment projects and specific amounts of the funds raised by the allotment are as follows:
No. proposed investment amount of raised funds investment project
1. The development of capital intermediary business shall not exceed 19 billion yuan
2. The increased investment in subsidiaries shall not exceed 5 billion yuan
3. Strengthen the construction of information system, no more than 3 billion yuan
4. Supplementary other working capital shall not exceed 1 billion yuan
Total no more than 28 billion yuan
6. Allotment price: the allotment price is 14.43 yuan / share, the allotment code of A-Shares is “700030”, and the allotment of A-Shares is referred to as “CITIC allotment”.
7. A-share allotment object: the A-share allotment object is all A-share shareholders of the company registered in China Clearing Shanghai branch after the closing of the stock market on the equity registration date.
8. A-share allotment issuance method: online pricing issuance method is adopted, which is carried out through the trading system of Shanghai Stock Exchange.
9. Underwriting method of A-share Allotment: selling on a commission basis.
10. Main dates and suspension arrangements for this A-share Allotment:
Trading day date allotment and suspension
On T-2, the prospectus and abstract of A-share allotment and A-share were published on January 14, 2022
Share allotment issuance announcement and online roadshow announcement
T-1 normal transaction of online roadshow on January 17, 2022
T date January 18, 2022 A-share allotment registration date
From January 19, 2022 to the start and end date of A-share allotment payment, A-share allotment
From t + 1 to t + 5, prompt announcement on January 25, 2022 (5 times, the deadline for online allotment)
Trading will be suspended all day on T + 5 (15:00)
T + 6 January 26, 2022 registered company online clearing
Publish the announcement and announcement of the issuance results of A-share allotment
T + 7 date: January 27, 2022, the base date of successful ex right or the resumption date of normal transaction of issuance failure and refund of issuance failure
day
Note 1: the above date is the trading day of the securities market.
Note 2: in case of major emergencies affecting the issuance, the issuer and the joint lead underwriters will make a timely announcement and modify the issuance schedule.
2、 Subscription method of this A-share allotment
1. Payment time of A-share allotment
During the normal trading hours of Shanghai Stock Exchange from January 19, 2022 (T + 1) to January 25, 2022 (T + 5), those who fail to pay within the time limit shall be deemed to have automatically waived the A-share allotment subscription right.
2. Number of A-share allotment subscriptions
When A-share holders subscribe for allotment shares, the number of shares that can be allotted is the number of Citic Securities Company Limited(600030) A shares held as of the equity registration date multiplied by the allotment proportion (0.15). For the part that can be subscribed less than 1 share, the Shanghai Stock Exchange shall round it according to the principle of accurate algorithm according to relevant rules, that is, first calculate the integer part of the number of shares that can be subscribed according to the allotment proportion (0.15) and the number of shares in each account, For the part less than 1 share calculated (the mantissa shall be kept to three decimal places), carry all accounts in the order of mantissa from large to small (if the mantissa are the same, they shall be sorted randomly) until the total number of distributable shares obtained by each account is consistent with the total number of distributable shares.
The issuer is the subject company of the interconnection between the mainland and Hong Kong stock markets and needs to arrange the allotment of shares to Hong Kong investors through the transaction interconnection mechanism between the mainland and Hong Kong stock markets. If Hong Kong investors hold shares of the issuer and participate in this allotment through the interconnection between the mainland and Hong Kong, the Hong Kong Exchanges and Clearing Co., Ltd. will adjust the amount of these fractional shares to integer units in accordance with the relevant rules of the central clearing system for the portion of the allotment shares less than 1 share.
3. Payment method of A-share allotment
During the payment period, A-share shareholders can go through the procedures of allotment and payment through the trading system of Shanghai Stock Exchange in the business department of the designated trading of shares by means of online entrustment, telephone entrustment, on-site entrustment of the business department, etc. The allotment code is “700030”, the allotment is referred to as “CITIC allotment”, and the allotment price is 14.43 yuan / share.
During the payment period of A-share allotment, a shareholder may declare multiple times, but the total number of A-share allotments declared shall not exceed the limit of the number of A-shares that the shareholder can allot. If the shares held by the original A-share shareholders are deposited in two or more business departments, they shall subscribe at the corresponding business departments respectively.
3、 Issuer and co lead underwriters
1. Issuer: Citic Securities Company Limited(600030) legal representative: Zhang Youjun office address: building Citic Securities Company Limited(600030) No. 48, Liangmaqiao Road, Chaoyang District, Beijing contact person: Wang Junfeng Tel.: 010-60837385, 010-608373862 Co sponsor (co lead underwriter): Tianfeng Securities Co.Ltd(601162) legal representative: Yu Lei office address: floor 3, No. 678, dongdaming Road, Hongkou District, Shanghai contact: capital market department Tel.: 021-65126130, 021-650253913 Co sponsor (co lead underwriter): China Post Securities Co., Ltd. legal representative: Guo Chenglin office address: No. 17, Zhushikou East Street, Dongcheng District, Beijing contact: capital market department Tel.: 010-217581374 Co lead underwriter: China Galaxy Securities Co.Ltd(601881) legal representative: Chen Gongyan office address: Qinghai financial building, building 1, yard 8, Xiying street, Fengtai District, Beijing contact: investment bank sales headquarters Tel.: 010-809290285, CO lead underwriter: China Industrial Securities Co.Ltd(601377) legal representative: Yang Huahui
Office address: building China Industrial Securities Co.Ltd(601377) No. 36, Changliu Road, Pudong New Area, Shanghai contact: Sales and trading business headquarters Tel.: 021-203708066, joint lead underwriter: Everbright Securities Company Limited(601788) legal representative: Liu Qiuming office address: No. 1508, Xinzha Road, Jing’an District, Shanghai contact: equity capital market department Tel.: 021-525230767 Co lead underwriter: Ping An Securities Co., Ltd. legal representative: he Zhijiang office address: 16th floor, center Financial Street Holdings Co.Ltd(000402) a 9 Financial Street, Xicheng District, Beijing contact: capital market department Tel.: 0755-819174308 Co lead underwriter: China Merchants Securities Co.Ltd(600999) legal representative: Huoda office address: 16th floor, building 3, yard 1, Yuetan South Street, Xicheng District, Beijing contact: capital market department Tel.: 010-60840820 this announcement is hereby made.
Issuer: Citic Securities Company Limited(600030)
Co sponsor (co lead underwriter): Tianfeng Securities Co.Ltd(601162)
China Post Securities Co., Ltd
Co lead underwriters: China Galaxy Securities Co.Ltd(601881) China Industrial Securities Co.Ltd(601377)
Everbright Securities Company Limited(601788)
Ping An Securities Co., Ltd
