Shaanxi Zhongtian Rocket Technology Co.Ltd(003009)
The measures taken by the controlling shareholders to ensure the company’s immediate return
Letter of commitment to be fulfilled
Whereas Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) (hereinafter referred to as ” Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) ” or “the company”) is planning to publicly issue convertible corporate bonds (hereinafter referred to as “convertible bonds”), according to the opinions of the general office of the State Council on Further Strengthening the protection of the legitimate rights and interests of small and medium-sized investors in the capital market (GBF [2013] No. 110) The requirements of several opinions of the State Council on further promoting the healthy development of the capital market (GF [2014] No. 17) and the guiding opinions on matters related to initial public offering, refinancing and dilution of immediate return for major asset restructuring (CSRC announcement [2015] No. 31) issued by the CSRC, The unit issues the following commitments on the filling measures taken for the diluted immediate return of Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) convertible bonds issued this time:
1. Do not interfere with the operation and management activities of the company beyond its authority, and do not encroach on the interests of the company;
2. From the date of issuance of this commitment to the completion of the company’s issuance, if the CSRC makes other new regulatory provisions on filling return measures and commitments, and the above commitments cannot meet the provisions of the CSRC, the unit promises to issue supplementary commitments in accordance with the latest provisions of the CSRC at that time;
3. Earnestly implement the relevant measures for compensation and return formulated by the company and any commitments made by the unit;
4. If the company violates the above commitments or refuses to perform the above commitments and causes losses to the company or investors, the company will bear corresponding legal liabilities in accordance with relevant laws, regulations, rules and normative documents. (no text below)
(there is no text on this page, which is the seal page of the letter of commitment of Shaanxi Zhongtian Rocket Technology Co.Ltd(003009) controlling shareholder on ensuring the effective implementation of the company’s measures to fill in the immediate return)
Controlling shareholder: Shaanxi Aerospace Power Hi-Tech Co.Ltd(600343) Technology Research Institute (seal) mm / DD / 2022
