Yunnan Xiyi Industrial Co.Ltd(002265)
Insider report on stock trading
Yunnan Xiyi Industrial Co.Ltd(002265) (hereinafter referred to as ” Yunnan Xiyi Industrial Co.Ltd(002265) ” or “listed company”) intends to issue shares and pay cash to China Ordnance Equipment Group Co., Ltd. (hereinafter referred to as “Ordnance Equipment Group” or “counterparty”) to purchase 100% equity (hereinafter referred to as “target assets”) of Chongqing construction industry (Group) Co., Ltd. (hereinafter referred to as “construction industry” or “target company”), Meanwhile, supporting funds are raised (hereinafter referred to as “this transaction”).
Yunnan Xiyi Industrial Co.Ltd(002265) conducted a self-examination on the trading of stocks by insiders related to this transaction in accordance with the provisions of the measures for the administration of material asset restructuring of listed companies, the notice on regulating the information disclosure of listed companies and the behavior of relevant parties, the standards for the content and format of information disclosure by companies that publicly issue securities No. 26 – material asset restructuring of listed companies, and the guidelines for the application of regulatory rules – listing class No. 1, The details are as follows:
1、 During the period of self inspection of insider trading of stocks
The self-examination period of insider trading of stocks in this transaction is from 6 months before the suspension date of Yunnan Xiyi Industrial Co.Ltd(002265) this major asset restructuring (May 21, 2021) to the day before the disclosure of Yunnan Xiyi Industrial Co.Ltd(002265) issuing shares and paying cash to purchase assets and raising supporting funds and related party transactions (Draft) (April 25, 2022).
2、 Verification scope of insider information of this transaction
The insider verification scope of this transaction is:
1. Listed companies and their directors, supervisors and senior managers;
2. The counterparty and its directors and senior managers;
3. The target company and its directors, supervisors and senior managers;
4. Relevant intermediaries and their handling personnel providing services for this transaction;
5. Other legal persons and natural persons who know the inside information of the reorganization;
6. The immediate family members of the above-mentioned relevant personnel include parents, spouses and adult children over the age of 18. 3、 The verification object’s purchase and sale of shares of listed companies during the self inspection period
According to the self inspection report of relevant insiders and the inquiry certificate on Shareholding and share change of information disclosure obligor and the detailed list of shareholder share change issued by Shenzhen Branch of China Securities Depository and Clearing Corporation, the behavior of the self inspection subject in buying and selling the shares of listed companies through the stock exchange during the self inspection is as follows:
Name, position and relatives trading date change number of shares balance number of shares buy / sell relationship (shares) (shares)
202106-10 – 147 China Jushi Co.Ltd(600176) 410 sold
202106-11 – 44100132310 sold
202107-2843600175910 purchase
Wang Hongchuan deputy general manager of construction industry 202108-06 – 8790088010
202108-16 – 880100 sold
202203-0832200 purchase
202204-14 – 322000 sold
202106-2112400 purchase
June 22, 2021640018800 purchase
202107-01 – 480014000 sold
202107-02 – 7000 sold
202107-08 7007700 purchase
202107-12 – 42003500 sold
202107-15 – 10 Shanxi Securities Co.Ltd(002500) sold
202107-19 – 2500 0 sold
202107-264000 purchase
Deputy construction industry 202107-273 Avic Shenyang Aircraft Company Limited(600760) 0 purchase of Chen Rui, general manager Wang Hong, and sale of Chuan’s spouse 202108-05 – 7600 0
March 14, 20223200 purchase
202203-16 – 3200 sold
March 17, 20225400 5400 purchase
202203-23700012400 purchase
202203-24 – 9 Eastone Century Technology Co.Ltd(300310) 0 sold
March 28, 20229 Jinjian Cereals Industry Co.Ltd(600127) 00 purchase
202203-28 90013600 purchase
202204-06 50014100 purchase
202204-07 – 7 Berry Genomics Co.Ltd(000710) 0 sold
Name, position and relatives trading date change number of shares balance number of shares buy / sell relationship (shares) (shares)
202204-07 – 14005700 sold
202204-11940015100 purchase
202204-12 – 500010100 sold
202204-14 – 101000 sold
For the above-mentioned stock trading behavior, Wang Hongchuan and Chen Rui have issued a commitment: “my trading of Yunnan Xiyi Industrial Co.Ltd(002265) stock is based on my own analysis of Yunnan Xiyi Industrial Co.Ltd(002265) publicly disclosed information, market judgment on Yunnan Xiyi Industrial Co.Ltd(002265) stock price trend and my own financial situation. There is no connection with this transaction. There is no case of Yunnan Xiyi Industrial Co.Ltd(002265) stock trading by using insider information.
I bought and sold Yunnan Xiyi Industrial Co.Ltd(002265) shares during the period of self inspection (i.e. from May 21, 2021 to April 25, 2022), which is a normal trading behavior, and there is no trading by using the insider information of this trading. In addition to the above circumstances, I have not traded Yunnan Xiyi Industrial Co.Ltd(002265) shares during my self-examination, nor disclosed relevant information or advised others to trade Yunnan Xiyi Industrial Co.Ltd(002265) shares, engage in market operation and other prohibited transactions.
Before this transaction is completed or Yunnan Xiyi Industrial Co.Ltd(002265) announces the termination of this transaction, I and my immediate family members will continue to strictly abide by the provisions of relevant laws, regulations, rules and normative documents, and will not use any convenience to obtain relevant insider information for stock trading. “
4、 Other instructions
Listed companies comply with the requirements of relevant laws, regulations and normative documents, strictly abide by the provisions of the insider registration and filing system, perform the obligation of confidentiality, and take necessary and sufficient confidentiality measures to prevent the disclosure of insider information; The above insider trading Yunnan Xiyi Industrial Co.Ltd(002265) a shares during the period of self inspection does not belong to the insider trading by using the insider information of this transaction and does not have a material impact on this transaction; In addition to the above circumstances, other insiders within the scope of self-examination did not buy or sell Yunnan Xiyi Industrial Co.Ltd(002265) a shares during the period of self-examination.
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(there is no text on this page, which is the seal page of Yunnan Xiyi Industrial Co.Ltd(002265) the self inspection report on the trading of company shares by insiders with relevant inside information)
Yunnan Xiyi Industrial Co.Ltd(002265) May 23, 2022
