Securities code: Gotion High-Tech Co.Ltd(002074) securities abbreviation: Gotion High-Tech Co.Ltd(002074) Announcement No.: 2022050 Gotion High-Tech Co.Ltd(002074)
Self inspection report on the trading of company shares by insiders and incentive objects of the stock option incentive plan in 2022
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Gotion High-Tech Co.Ltd(002074) (hereinafter referred to as "the company") held the 16th meeting of the 8th board of directors and the 16th meeting of the 8th board of supervisors on April 27, 2022, The proposal on the company's 2022 stock option incentive plan (Draft) and its summary, the proposal on the management measures for the implementation and assessment of the company's 2022 stock option incentive plan, and the proposal on reviewing the list of incentive objects first granted by the company's 2022 stock option incentive plan were reviewed and approved, For details, please refer to securities times, Securities Daily, China Securities News, Shanghai Securities News and cninfo (www.cn. Info. Com. CN.) published by the company on April 29, 2022 Relevant announcements.
The company has taken sufficient and necessary confidentiality measures for the 2022 stock option incentive plan (hereinafter referred to as the "incentive plan") and registered the insiders of the incentive plan. In accordance with the relevant provisions of laws, regulations and normative documents such as the measures for the administration of equity incentives of listed companies (hereinafter referred to as the "measures"), the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - business handling, and through inquiry with China Securities Depository and Clearing Co., Ltd. Shenzhen Branch (hereinafter referred to as "zhongdeng Shenzhen Branch"), The company conducted a self-examination on the trading of the company's shares by insiders of the incentive plan and the incentive objects granted for the first time within 6 months before the first public disclosure of the incentive plan (i.e. from October 29, 2021 to April 29, 2022, hereinafter referred to as the "self-examination period"). The details are as follows:
1、 Scope and procedure of verification
1. The verification object is the insider of the incentive plan and the incentive object granted for the first time;
2. The insiders of the incentive plan have filled in the registration form of insiders of inside information;
3. The company inquired and confirmed the purchase and sale of the company's shares by the verification object during the self inspection through the Shenzhen Branch of zhongdeng company. Shenzhen Branch of zhongdeng company issued the inquiry certificate of shareholding and share change of information disclosure obligor and the detailed list of shareholder share change.
2、 Description of the purchase and sale of the company's shares by the verification object
According to the inquiry certificate on Shareholding and share change of information disclosure obligors and the detailed list of shareholder share change issued by Shenzhen Branch of zhongdeng company, during the company's self inspection period, the insiders of the incentive plan and the persons who buy and sell shares among the incentive objects have been recorded and filed, and the other verification objects have not bought and sold shares of the company during the self inspection period.
In the process of planning the incentive plan, the company strictly follows the relevant laws and regulations, limits the scope of personnel participating in the planning and discussion, and takes corresponding confidentiality measures. According to the verification of the company, there were 588 insiders and incentive objects who bought and sold the company's shares during the self inspection. One of the insiders bought and sold the company's shares during the insider information period, which is mainly due to his lack of understanding and understanding of the laws and regulations on not buying and selling the company's shares during the insider information period. He has issued a written commitment to the company: he has no subjective intention to use the insider information of the incentive plan to make profits in stock trading, Nor did he disclose the specific information of the company's incentive plan to any person or suggest him to buy and sell the company's shares based on this, and voluntarily give up the stock options to be granted by the company's incentive plan. This decision is unconditional and irrevocable. He himself has no dispute or potential dispute with the company about participating in the company's incentive plan. In addition to the above-mentioned personnel, the stock trading conducted by other verification objects during the self inspection period is based on the information publicly disclosed by the company and the individual's independent judgment on the trading situation of the secondary market. Before buying and selling the company's shares, they did not know the specific scheme elements and other insider information of the company's planning of the incentive plan, nor did they know the insider information of the company's incentive plan through the insider, The company does not use the company's incentive information to conduct insider trading.
3、 Conclusion
To sum up, through self-examination, in the process of planning the incentive plan, the company has taken corresponding confidentiality measures in strict accordance with the measures for the administration of information disclosure of listed companies, the provisions on the establishment of insider registration management system by listed companies and relevant internal confidentiality systems of the company, and limited the scope of access to insider information during the planning and discussion of the incentive plan, Timely register the relevant company personnel and intermediaries who have been exposed to insider information; Within 6 months before the first public disclosure of the draft incentive plan, no insider of the incentive plan and the incentive object granted the incentive plan for the first time have been found to use the insider information of the incentive plan to buy and sell the company's shares, which complies with the relevant provisions of the administrative measures and the self discipline supervision guide for listed companies of Shenzhen Stock Exchange No. 1 - business handling, and there is no insider trading.
4、 Documents for future reference
1. Inquiry certificate of shareholding and share change of information disclosure obligor and detailed list of shareholder share change issued by Shenzhen Branch of zhongdeng company.
It is hereby announced.
Gotion High-Tech Co.Ltd(002074) board of directors may 24, 2002
