Shanxi Coking Coal Energy Group Co.Ltd(000983) board of directors
Explanation on the absence of Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset restructuring of Listed Companies in the relevant entities of this transaction
Shanxi Coking Coal Energy Group Co.Ltd(000983) (hereinafter referred to as ” Shanxi Coking Coal Energy Group Co.Ltd(000983) ” and “listed company”) intends to purchase 51% equity of Huajin Coking Coal Co., Ltd. (hereinafter referred to as “Huajin coking coal”) and 49% equity of Shanxi Huajin Mingzhu Coal Co., Ltd. (hereinafter referred to as “Mingzhu coal”) by issuing shares and paying cash, and raise supporting funds (hereinafter referred to as “this transaction”).
According to the provisions of Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset restructuring of listed companies, the board of directors of the listed company makes the following explanation on the fact that the relevant subjects of this transaction are not allowed to participate in any major asset restructuring of listed companies:
As of the issuance date of this note, the relevant subjects specified in Article 7 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset restructuring of listed companies involved in this transaction have not been filed for investigation due to suspected insider trading or the identification of responsibility has not been completed, There is no case of disclosing the insider information of this transaction or using this transaction information for insider trading, and there is no case of administrative punishment by the China Securities Regulatory Commission or criminal responsibility investigated by judicial organs according to law for insider trading related to major asset restructuring in the last 36 months, According to Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset restructuring of listed companies, it is not allowed to participate in any major asset restructuring of listed companies.
It is hereby explained.
(there is no text on this page, which is the signature page of the Shanxi Coking Coal Energy Group Co.Ltd(000983) board of directors on the absence of Article 13 of the guidelines for the supervision of listed companies No. 7 – supervision of abnormal stock transactions related to major asset restructuring of listed companies)
Shanxi Coking Coal Energy Group Co.Ltd(000983) board of directors January 14, 2022
