Zhejiang Supcon Technology Co.Ltd(688777) board of supervisors
Verification opinions on the list of incentive objects of the company's restricted stock incentive plan in 2021 Zhejiang Supcon Technology Co.Ltd(688777) (hereinafter referred to as the "company") the board of supervisors shall, in accordance with the company law of the people's Republic of China (hereinafter referred to as the "company law") and the securities law of the people's Republic of China (hereinafter referred to as the "Securities Law") The measures for the administration of equity incentive of listed companies (hereinafter referred to as the "measures"), the rules for the listing of shares on the science and Innovation Board of Shanghai Stock Exchange (hereinafter referred to as the "Listing Rules"), the self regulatory guide for listed companies on the science and Innovation Board No. 4 - disclosure of equity incentive information and other relevant laws and administrative regulations According to the relevant provisions of the normative documents and the articles of association, the list of incentive plans of the company has been verified, and the verification opinions are as follows:
1. The personnel listed in the list of incentive objects granted by this incentive plan have the qualifications specified in the company law, management measures and other laws, regulations and normative documents as well as the Zhejiang Supcon Technology Co.Ltd(688777) articles of association.
2. The incentive object granted by the incentive plan does not have the situation that it is not allowed to be an incentive object as stipulated in Article 8 of the administrative measures:
(1) Being identified as inappropriate by the stock exchange within the last 12 months;
(2) It has been identified as an inappropriate candidate by the CSRC and its dispatched offices within the last 12 months;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations within the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law; (5) Those who are not allowed to participate in equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
3. The persons listed in the list of incentive objects granted by this incentive plan meet the incentive object conditions specified in the administrative measures, listing rules and other documents and the company's restricted stock incentive plan for 2021. The incentive objects of this incentive plan do not include independent directors, supervisors, shareholders or actual controllers holding more than 5% of shares alone or in total, their spouses, parents and children.
4. The basic information of the persons included in this incentive plan is true, and there is no falsity, intentional concealment or major misunderstanding.
5. An incentive object has failed to meet the conditions of the incentive object due to resignation. The company has convened the board of directors to consider and pass the proposal on adjusting matters related to the restricted stock incentive plan in 2021, and adjusted the list of incentive objects and the number of granted rights and interests. Adjust the incentive objects granted by the incentive plan from 1003 to 1002. In addition, the list of incentive objects granted by the company's incentive plan is consistent with the list of incentive objects specified in the incentive plan approved by the company's third extraordinary general meeting in 2021.
In conclusion, the board of supervisors of the company believes that the granted incentive objects listed in the incentive plan meet the conditions specified in relevant laws, regulations and normative documents, and they are legal and effective as the incentive objects of the restricted stock incentive plan.
Zhejiang Supcon Technology Co.Ltd(688777) board of supervisors January 15, 2022
