Recommendation letter on issuing A-Shares to specific objects in Kingsemi Co.Ltd(688037) 2021
Sponsor (lead underwriter)
(27th and 28th floors, tower 2, international trade building, No. 1 Jianguomenwai street, Chaoyang District, Beijing)
January 2002
About Kingsemi Co.Ltd(688037)
Recommendation letter for issuing A-Shares to specific objects in 2021
China Securities Regulatory Commission and Shanghai Stock Exchange:
Kingsemi Co.Ltd(688037) (hereinafter referred to as " Kingsemi Co.Ltd(688037) " "the issuer" or "the company") intends to apply for issuing no more than 25200000 RMB common shares (including this number) to no more than 35 specific objects (hereinafter referred to as "this securities issuance", "this issuance" or "issuing A-Shares to specific objects"), And has hired China International Capital Corporation Limited(601995) (hereinafter referred to as " China International Capital Corporation Limited(601995) ", "sponsor" or "this institution") as the sponsor of this securities issuance.
In accordance with the company law of the people's Republic of China (hereinafter referred to as the "company law"), the securities law of the people's Republic of China (hereinafter referred to as the "Securities Law"), and the Listing Rules of Shanghai Stock Exchange on the science and Innovation Board (hereinafter referred to as the "Listing Rules of the science and Innovation Board") Measures for the administration of securities issuance and listing recommendation business (hereinafter referred to as the "recommendation measures"), measures for the administration of securities issuance registration of companies listed on the science and Innovation Board (for Trial Implementation) (hereinafter referred to as the "Registration Measures") Standards for the contents and forms of information disclosure by companies issuing securities No. 27 - issuance recommendation letter and issuance recommendation work report (hereinafter referred to as "Standards No. 27"), standards for the due diligence of sponsors and other laws and regulations, as well as the relevant provisions of China Securities Regulatory Commission (hereinafter referred to as "CSRC") and Shanghai Stock Exchange, China International Capital Corporation Limited(601995) and its recommendation representatives are honest, trustworthy, diligent and responsible, issue this issuance recommendation letter in strict accordance with the business rules, industry practice norms and ethical standards formulated according to law, and ensure the authenticity, accuracy and integrity of this issuance recommendation letter.
(unless otherwise specified in this issuance recommendation letter, relevant terms have the same meaning as the prospectus for the issuance of A-Shares to specific objects in Kingsemi Co.Ltd(688037) 2021) The same meaning in. There is a difference in the mantissa between the sum of part of the total and each addend in the issuance recommendation letter, or there is a difference in the mantissa between the results of direct calculation of some proportion indicators and relevant values, which is caused by rounding.) 1、 Basic information of this securities issuance (I) name of sponsor
China International Capital Corporation Limited(601995) 。 (II) specific sponsor representative responsible for this recommendation
Wang Yuchen: obtained the qualification of recommendation representative in 2020, once served as the signing recommendation representative for the project of issuing convertible corporate bonds to unspecified objects on the Wens Foodstuff Group Co.Ltd(300498) gem, has experience in several recommendation business projects, strictly abides by the recommendation measures and other relevant regulations in the practice of recommendation business, and has a good practice record.
Chen Han: obtained the qualification of recommendation representative in 2020, has experience in several recommendation business projects, strictly abides by the recommendation measures and other relevant regulations in the practice of recommendation business, and has a good practice record. (III) Project Co sponsors and other project team members
Project Co organizer: Zhou Hao, who obtained the securities practice qualification in 2016 and has a good practice record.
Other members of the project team: Yang Tong, Du Shuping, Li Siyuan, Zhao Wang, Jiang Haoyan. (IV) basic information of the issuer
1. Issuer profile
Company name Kingsemi Co.Ltd(688037)
English Name: kingsemi Co., Ltd
Shanghai stock exchange where the shares are listed
Stock abbreviation Kingsemi Co.Ltd(688037)
Stock Code: 688037
Legal representative: Zong Runfu
Board Secretary Li Fengli
Securities affairs representative Lin Shunfu
Registered address: No. 16, Feiyun Road, Hunnan District, Shenyang, Liaoning
Office address: No. 16, Feiyun Road, Hunnan District, Shenyang, Liaoning
Tel: 024-23826230
Fax: 024-23826200
Postal Code: 110168
Website: www.kingsemi.com com.
E-mail [email protected].
Development, production, business scope and sales of integrated circuit production equipment, test equipment and other electronic equipment, and undertake relevant equipment installation engineering and technical services; Self operated and acting as an agent for the import and export business of various commodities and technologies (except for the business limited or prohibited by the state). (for projects subject to approval according to law, business activities can be carried out only after approval by relevant departments.)
The type of securities issuance is to issue A-Shares to specific objects
2. Latest equity structure and top ten shareholders of the issuer
According to the issuer's share capital structure table (statistics by holder category identification) (Shanghai stock market) issued by China Securities Depository and Clearing Co., Ltd. with the equity registration date of September 30, 2021, as of September 30, 2021, the total share capital of the issuer was 84 million shares, and the share capital structure is as follows:
Unit: shares
Share type number proportion
1、 Tradable shares / non tradable shares 40061050 subject to sales restrictions 47.69%
Domestic natural person 4580000 5.45%
Overseas natural person 0.00%
State owned legal person 21148620 25.18%
Foreign legal person 0.00%
Overseas legal person (including QFII and rqfii) 0.00%
Others 14332430 17.06%
2、 Tradable shares with unlimited sales conditions 43938950 52.31%
Domestic natural person 10576821 12.59%
Overseas natural person 0.00%
State owned legal person 6260448 7.45%
Foreign legal person 0.00%
Overseas legal person (including QFII and rqfii) 356947 0.42%
Others 26744734 31.84%
3、 Total number of ordinary shares 840000000 100.00%
Note: according to the financial statements for the third quarter of 2021 disclosed by the issuer, the total share capital is 84156000 shares. There is a difference between the total share capital disclosed in the above table and the total share capital in the above financial statements, mainly because the first vesting period of the part first granted by the issuer's restricted stock incentive plan in 2020 meets the vesting conditions, and 156000 shares are newly added, which will be issued in 2021
On October 29, 2014, the securities change registration was completed, and the total share capital of the issuer after the change was 84.1560 million shares.
According to the register of shareholders issued by China Securities Depository and Clearing Co., Ltd. with the equity registration date of September 30, 2021, as of September 30, 2021, the shareholding of the top ten shareholders is as follows:
Serial number shareholder name shareholder nature shareholding quantity shareholding proportion restricted shares number of Pledged Shares (shares) (%) quantity (shares) quantity (shares)
1 Advanced Manufacturing domestic non-state owned legal person 14332430 17.06 14332430 0
2. State owned legal person within the territory of Shenzi Institute of Chinese Academy of Sciences 10500000 12.50 10500000
3. State owned legal person in Kefa industry 9932820 11.82 9932820
4 Guoke investment domestic state-owned legal person 5115000 6.09 0
China Merchants Bank Co.Ltd(600036) Co., Ltd
5 company - Galaxy innovation into other 3680000 4.3800 long hybrid securities investment
fund
6 weeks Bingbing natural person 2994750 3.57 0
7 natural persons in Runfu 2650000 3.15 2650000 0
Non state owned legal person in G8 keriqi 2250000 2.68 0
9. Li Fengli's domestic natural person 1400000 1.67 1400000 0
10 National Social Security Fund -- other 1261311 1.500 six combinations
Total 54116311 64.42 38815250 0
3. Statement of previous fund raising, cash dividends and changes in net assets of the issuer
The issuer's listing financing, cash dividends after listing and changes in net assets are shown in the following table:
Unit: 10000 yuan
Issuing time issuing category net financing
Previous fund raising, initial public offering of shares and
On December 4, 2019, Kechuang board was listed at 50574.41
Net assets at the end of the initial stage of A-Shares 22268.19
The cumulative cash distribution amount after the IPO of A-Shares is 2730.00
Net assets at the end of the previous period of this issuance
