Funeng Oriental Equipment Technology Co.Ltd(300173)
Work report of the board of supervisors in 2021
In 2021, the board of supervisors of the company strictly complied with the relevant provisions of the company law, the articles of association and the rules of procedure of the board of supervisors, effectively performed the duties of review and supervision, and actively safeguarded the interests of all shareholders and the company. The report on the work of the board of supervisors in 2021 is as follows:
1、 Work of the board of supervisors during the reporting period
In 2021, the company held 10 meetings of the board of supervisors, deliberated and passed a total of 36 proposals. The convening and convening procedures of the meeting of the board of supervisors of the company comply with the relevant provisions of the Listing Rules of Shenzhen Stock Exchange, the articles of association and the rules of procedure of the board of supervisors, and the resolutions formed at the meeting of the board of supervisors can be fully and timely disclosed.
2、 Verification opinions of the board of supervisors on relevant matters of the company in 2021
In 2021, in strict accordance with relevant laws, regulations and the articles of association, the board of supervisors carefully supervised and inspected the company’s legal operation, financial situation, related party transactions and other matters. The verification opinions are as follows:
(I) legal operation of the company
In 2021, members of the board of supervisors attended the board of directors and the general meeting of shareholders of the company as nonvoting delegates, and strictly supervised the decision-making procedures of the company and the performance of duties of directors and senior managers of the company. The board of supervisors believes that the convening and holding of the general meeting of shareholders and the meeting of the board of directors of the company strictly comply with the company law, the securities law and other laws and regulations, as well as the provisions made by the CSRC and the articles of association. The contents of the relevant resolutions are legal and effective, and the company does not have any illegal business activities. The directors and senior managers of the company do not violate laws, regulations, the articles of association or damage the interests of the company and shareholders when performing their duties and exercising their functions and powers of the company.
(II) check the company’s financial situation
The board of supervisors carefully and effectively supervised, inspected and reviewed the company’s financial status, financial management and financial results in 2021, and considered that the company had sound financial system, standardized financial operation and good financial condition. The financial report truly and fairly reflects the financial position and operating results of the company in 2021.
(III) establishment and implementation of insider information management system by the company
The company has established the insider management system according to law. During the reporting period, the company strictly implemented the relevant systems, and there was no illegal trading of the company’s shares and their derivatives by insider; The company and relevant personnel have not been subject to regulatory measures and administrative penalties by the regulatory authorities due to the implementation of the insider registration management system or suspected insider trading.
(IV) check the occupation of controlling shareholders and other related parties
In 2021, the company did not provide guarantees for controlling shareholders and other related parties, any unincorporated units or individuals in violation of regulations, nor did it occupy funds in violation of regulations with controlling shareholders and other related parties.
(V) internal control of the company
After reviewing the company’s internal control self-evaluation report, the board of supervisors believes that the self-evaluation report of the board of directors on internal control in 2021 truly and completely reflects the current situation of the establishment, improvement and implementation of the company’s internal control system, meets the needs of the company’s internal control, and the overall evaluation of internal control is objective and accurate.
3、 Review opinions of the board of supervisors on the company’s annual report 2021
The board of supervisors of the company carefully and strictly reviewed the 2021 annual report and its summary prepared by the board of directors in accordance with the securities law, the standards for the content and format of information disclosure by companies offering securities to the public No. 2 – the content and format of annual report of the CSRC and the information disclosure requirements of Shenzhen Stock Exchange, and issued the following audit opinions:
(I) the preparation and review procedures of the company’s 2021 annual report comply with the provisions of laws, regulations, the articles of association and the company’s internal management system;
(II) the content and format of the annual report comply with the provisions of China Securities Regulatory Commission and Shenzhen Stock Exchange, and the content of the report truly, accurately and completely reflects the company’s financial status and operating results in 2021;
(III) before putting forward this opinion, it is not found that the personnel involved in the preparation and deliberation of the annual report have violated the confidentiality provisions;
(IV) there are no false records, misleading statements or major omissions in the information contained in the company’s 2021 annual report and its abstract.
Funeng Oriental Equipment Technology Co.Ltd(300173) board of supervisors April 21, 2022
