Business report of Tianjin accounting firm in 2022
Anti counterfeiting report page
Filing No.: 0221201 Hainan Strait Shipping Co.Ltd(002320) 220414179273
Report No.: lxzlsz [2022] d-0213
Reporting unit: Wuxi Autowell Technology Co.Ltd(688516)
Filing date: April 14, 2022
Report date: April 14, 2022
Signed by: Li Chunhua, Cao Yuchen
Firm name: Lixin Zhonglian Certified Public Accountants (special general partnership)
Tel.: 237333333
Fax: 23718888
Mailing address: 10 / F, block C, Marriott building, No. 333, Binshui West Road, Nankai District, Tianjin
E-mail: [email protected].
Website of the firm: http://www.zhlcpa.com.
Anti counterfeiting Supervisor: Tianjin Institute of Certified Public Accountants
Anti counterfeiting query website: http://www.tjicpa.org.cn.
Copyright: Tianjin Institute of Certified Public Accountants Jin ICP Bei No. 05002894
Wuxi Autowell Technology Co.Ltd(688516)
Internal control assurance report
Lixin Zhonglian Shen Zi [2022] d-0213
Lixin Zhonglian Certified Public Accountants (special general partnership)
LixinZhonglian CPAs (SPECIAL GENERAL PARTNERSHIP)
Lixin Zhonglian Certified Public Accountants (special general partnership)
LixinZhonglian CPAs (SPECIAL GENERAL PARTNERSHIP)
Internal control assurance report
Lixin Zhonglian Shen Zi [2022] d-0213
Wuxi Autowell Technology Co.Ltd(688516) all shareholders:
We have accepted the entrustment and reviewed the attached confirmation made by the management of Wuxi Autowell Technology Co.Ltd(688516) (hereinafter referred to as " Wuxi Autowell Technology Co.Ltd(688516) company") on the effectiveness of internal control related to financial statements on December 31, 2021 in accordance with the basic norms of enterprise internal control and relevant regulations.
1、 Description of significant inherent limitations
Internal control has inherent limitations, and there is the possibility of undetected misstatement due to error or fraud. In addition, due to the change of circumstances, the internal control may become inappropriate, or the degree of compliance with control policies and procedures may be reduced. According to the internal control evaluation results, it is speculated that the effectiveness of internal control in the future has a certain risk.
2、 Restrictions on the users and purposes of the report
This assurance report is only used by Wuxi Autowell Technology Co.Ltd(688516) company when disclosing the annual financial report, and shall not be used for any other purpose.
We agree to submit this assurance report together with other documents as a necessary document for Wuxi Autowell Technology Co.Ltd(688516) company to disclose its annual financial report.
3、 Responsibilities of management
The management of Wuxi Autowell Technology Co.Ltd(688516) company is responsible for establishing and improving internal control and maintaining its effectiveness. At the same time, in accordance with the basic norms of enterprise internal control (CK [2008] No. 7) issued by the Ministry of Finance and other five ministries and commissions and relevant regulations, the management shall recognize the effectiveness of internal control related to financial statements on December 31, 2021 and be responsible for the above recognition.
4、 Responsibilities of Certified Public Accountants
Our responsibility is to express assurance opinions on the determination of the effectiveness of Wuxi Autowell Technology Co.Ltd(688516) company's internal control based on the implementation of assurance work.
5、 Job overview
We have carried out the assurance business in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 - assurance business other than audit or review of historical financial information and the guidance on internal control audit. The above provisions require us to plan and implement the assurance work to obtain reasonable assurance on whether the information of the assurance object is free from material misstatement. In the process of assurance, we have implemented other procedures including understanding, testing and evaluating the rationality of internal control design and the effectiveness of implementation, as well as other procedures we think necessary. We believe that our assurance work provides a reasonable basis for expressing opinions.
6、 Assurance conclusion
We believe that Wuxi Autowell Technology Co.Ltd(688516) company has maintained effective internal control related to financial statements in all major aspects on December 31, 2021 in accordance with the basic norms of enterprise internal control issued by the Ministry of Finance and other five ministries and commissions and relevant regulations.
This conclusion is formed under the inherent limitations pointed out in the assurance report.
This page is the signature page of Wuxi Autowell Technology Co.Ltd(688516) 2021 annual internal control assurance report. (no text on this page)
China certified public accountant of Lixin Zhonglian certified public accountants: Li Chunhua
(special general partnership) (project partner)
Chinese certified public accountant: Cao Yuchen
Tianjin, China April 14, 2022
Wuxi Autowell Technology Co.Ltd(688516) internal control self evaluation report
Wuxi Autowell Technology Co.Ltd(688516)
Self evaluation report of internal control
Wuxi Autowell Technology Co.Ltd(688516) all shareholders:
According to the provisions of the basic norms of enterprise internal control and its supporting guidelines and other internal control supervision requirements (hereinafter referred to as the enterprise internal control standard system), combined with Wuxi Autowell Technology Co.Ltd(688516) (hereinafter referred to as the company) internal control system and evaluation methods, on the basis of daily supervision and special supervision of internal control, We evaluated the effectiveness of the company's internal control on December 31, 2021 (the benchmark date of the internal control evaluation report).
1、 Important statement
It is the responsibility of the board of directors of the company to establish, improve and effectively implement internal control, evaluate its effectiveness and truthfully disclose the internal control evaluation report in accordance with the provisions of the enterprise's internal control standard system.
The board of supervisors shall supervise the establishment and implementation of internal control by the board of directors. The management is responsible for organizing and leading the daily operation of the enterprise's internal control. The board of directors, the board of supervisors and the directors, supervisors and senior managers of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this report, and bear individual and joint legal liabilities for the authenticity, accuracy and completeness of the contents of the report.
The objective of the company's internal control is to reasonably ensure the legal compliance of operation and management, asset safety, authenticity and integrity of financial reports and relevant information, improve operation efficiency and effect, and promote the realization of development strategy. Due to the inherent limitations of internal control, it can only provide reasonable assurance for the realization of the above objectives. In addition, as changes in circumstances may lead to inappropriate internal control or reduced compliance with control policies and procedures, there is a certain risk to speculate the effectiveness of internal control in the future according to the internal control evaluation results.
2、 Internal control evaluation conclusion
The company has established and improved a complete and reasonable internal control system according to the actual situation and management needs. The established internal control system runs through all levels and links of the company's business activities and is effectively implemented. The company has maintained effective internal control related to financial statements in all major aspects on December 31, 2021 in accordance with the basic norms for internal control of enterprises (CK [2008] No. 7).
Wuxi Autowell Technology Co.Ltd(688516) internal control self evaluation report
3、 Internal control evaluation
（1） Scope of internal control evaluation
The company confirms the main units, businesses and matters included in the evaluation scope and high-risk areas in accordance with the risk oriented principle. Those included in the evaluation scope include the company and its subsidiaries. The total assets of the units included in the evaluation scope account for 100% of the total assets in the company's consolidated financial statements, and the total operating revenue accounts for 100% of the total operating revenue in the company's consolidated financial statements. The main businesses and matters included in the scope of evaluation include:
1. Control environment
(1) Governance structure
In accordance with the provisions of the company law, the securities law and the articles of association, the company has established a perfect and standardized corporate governance structure and internal management control system, formulated the rules of procedure of the general meeting of shareholders, the rules of procedure of the board of directors, the rules of procedure of the board of supervisors, the system of independent directors and other documents, and clarified the institutional settings, responsibilities and authorities of the general meeting of shareholders, the board of directors, the board of supervisors, managers and all levels within the enterprise The institutional arrangement of staffing, working procedures and relevant requirements ensures the standardized operation of relevant institutions.
The general meeting of shareholders shall enjoy the legal rights stipulated in laws and regulations and the articles of association, and exercise the voting rights on major matters such as the company's business policy, financing, investment and profit distribution according to law.
The board of directors is responsible to the general meeting of shareholders and exercises the company's business decision-making power according to law. The board of supervisors is responsible for the general meeting of shareholders, supervising the board of directors, managers and other senior managers of the enterprise to perform their duties according to law, and supervising the establishment and implementation of internal control of the company.
The management is responsible for organizing and implementing the resolutions of the general meeting of shareholders and the board of directors, and presiding over the production, operation and management of the company.
(2) Organization setting and distribution of rights and responsibilities
In order to adapt to the company's business model, the company has established an organization suitable for the business model, scientifically divided the responsibilities and authorities of each organization, formed a mutual check and balance mechanism, and ensured the effective implementation of control measures; The internal control system is formulated for each business department.
(3) Human resources and corporate culture
The company has established and implemented human resources policies conducive to the sustainable development of the company, such as employee employment, training, salary, assessment, promotion, reward and punishment, and takes professional ethics cultivation and professional competence as important standards for the selection and employment of employees. The company regularly provides employees with professional skills training and follow-up education and training, and self-evaluation report on employees' Wuxi Autowell Technology Co.Ltd(688516) internal control
The quality has been continuously improved. Cultivate employees' positive values and sense of social responsibility, advocate honesty and trustworthiness, love and dedication, pioneering and innovative spirit and teamwork spirit, establish modern management concept and strengthen risk awareness. (4) Methods of management control
In order to effectively control the use of authorization and supervise the activities of the company, on the one hand, the budget control system and internal audit control system have been established, which can timely modify the control policies of the accounting system according to the changes of the situation; On the other hand, strengthen legal education, enhance the legal concept of directors, supervisors, managers and other senior managers and employees, and strictly make decisions, act according to law and supervise according to law.
2. Risk assessment
The directors, supervisors and senior managers of the company firmly establish strategic awareness and strategic thinking, and take effective measures such as education and training to transmit the development objectives and strategic planning to all management levels and all employees of the company. In the process of risk assessment, the company focuses on the main factors causing risks, carefully identifies the internal and external risks related to the realization of control objectives, enhances the company's sensitivity and judgment to internal and external environmental changes, timely identifies and systematically analyzes the risks related to the realization of internal control objectives in business activities, and comprehensively uses risk avoidance coping strategies to achieve effective risk control. At the same time, attention should be paid to external risk factors, and the economic situation, market competition, technical research and other aspects should be included in the key risk assessment. The company has established an effective risk assessment process to identify and respond to major risks that the company may encounter, including business risks, environmental risks, financial risks and other major risks, fully absorb professionals, form a risk analysis team, and carry out work in strict accordance with standardized procedures to ensure the accuracy of risk analysis results.
3. Control activities
Combined with the risk assessment results, the company uses corresponding control measures to control the risk within the tolerable degree through the combination of manual control and automatic control, preventive control and discovery control. In order to reasonably ensure the realization of various objectives, the company has established relevant control procedures and stipulated the code of conduct of the authorizer and executor.
(1) Authorization control: authorization approval control requires the company to clarify the scope of authority, approval procedures and corresponding responsibilities of each post to handle business and matters according to the provisions of conventional authorization and special authorization. The management at all levels within the company must exercise corresponding functions and powers within the scope of authorization, and the handling personnel must also handle economic business within the scope of authorization. In particular, the company has strictly divided the authority for the use of funds, material procurement and expenses, so as to ensure that the management and management perform their respective duties, have clear authority and clear responsibility Wuxi Autowell Technology Co.Ltd(688516) internal control self evaluation report
For major businesses and matters, the company implements the collective decision-making and approval system. It is strictly prohibited to approve beyond its authority to ensure the safety of the company's funds and materials.
(2) Control of division of responsibilities: reasonably set division of labor, scientifically divide responsibility boundaries, implement the principle of separation of incompatible positions, and form a mechanism of mutual checks and balances. Incompatible positions mainly include: authorization approval and business handling, business handling and accounting records, accounting records and property management, business handling and business audit, authorization approval and supervision and inspection, etc.
(3) Control of accounting system: the company has formulated a complete set of financial management system in strict accordance with the accounting law of the people's Republic of China, accounting standards for business enterprises, guidelines and other laws, regulations and supplementary provisions
