Yunnan Energy Investment Co.Ltd(002053) independent director
Prior approval opinions on matters related to non-public offering of shares
In accordance with the company law of the people’s Republic of China (hereinafter referred to as the “company law”), the securities law of the people’s Republic of China (hereinafter referred to as the “Securities Law”), the measures for the administration of securities issuance by listed companies (hereinafter referred to as the “administrative measures”), the detailed rules for the implementation of non-public offering of shares by listed companies (hereinafter referred to as the “detailed rules”) and the rules for independent directors of listed companies According to the regulations and normative documents, as an independent director of Yunnan Energy Investment Co.Ltd(002053) (hereinafter referred to as “listed company” and “company”), based on the position of independent judgment, we express the following prior approval opinions on the matters related to the company’s non-public offering of shares:
1、 Prior approval opinions on the proposal of Yunnan Energy Investment Co.Ltd(002053) non-public offering of A-Shares (Revised Draft)
The revision of the company’s plan for non-public offering of A-Shares this time complies with the relevant provisions of the company law, the securities law, the administrative measures, the acquisition measures and the issuance rules. The content of the revised plan for non-public offering is practical, in line with the company’s long-term development plan and the interests of all shareholders, and there is no damage to the interests of the company and minority shareholders.
2、 Prior approval opinions on the proposal on diluting the immediate return of non-public offering of shares and taking filling measures (Revised Draft)
According to the annual report of 2021, the company’s plan for this non-public offering of A-Shares (Revised Draft) updated the impact of the diluted immediate return of this non-public offering on the company’s main financial indicators. The company revised the diluted immediate return of non-public offering of shares and took filling measures, which was in line with the provisions of relevant laws, regulations and normative documents. The revised diluted immediate return and taking filling measures were in line with the overall interests of all shareholders, There are no circumstances that harm the interests of the company and investors. In conclusion, we agree to submit the above matters to the third extraordinary meeting of the board of directors of the company in 2022 for deliberation, and the related directors shall perform the avoidance voting procedure when considering relevant proposals.
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(there is no text on this page, which is the signature page of Yunnan Energy Investment Co.Ltd(002053) independent directors’ prior approval opinions on matters related to non-public offering of shares)
Na Chaohong, Luo Meijuan, Duan Wanchun
April 6, 2022
