Yunnan Energy Investment Co.Ltd(002053) independent director
Independent opinions on matters related to non-public offering of shares
In accordance with the company law of the people’s Republic of China (hereinafter referred to as the “company law”), the securities law of the people’s Republic of China (hereinafter referred to as the “Securities Law”), the measures for the administration of securities issuance by listed companies (hereinafter referred to as the “administrative measures”), the detailed rules for the implementation of non-public offering of shares by listed companies (hereinafter referred to as the “detailed rules”) and the rules for independent directors of listed companies According to the regulations and normative documents, as independent directors of Yunnan Energy Investment Co.Ltd(002053) (hereinafter referred to as “listed company” and “company”), based on the position of independent judgment, we express the following independent opinions on the matters related to the company’s non-public offering of shares: I. independent opinions on the company’s plan for non-public offering of A-Shares (Revised Draft)
Through careful review of the Yunnan Energy Investment Co.Ltd(002053) non-public Development Bank A-share plan (Revised Draft), we believe that the revised plan complies with the company law, securities law, management measures, acquisition measures, issuance rules and other relevant provisions. The content of the company’s plan for non-public offering of shares (Revised Draft) is practical and feasible, taking into account the company’s industry and development status, business practice, capital demand and other conditions, It is conducive to further enhance the profitability of the company, meet the requirements of the long-term and healthy development of the company and the interests of all shareholders.
Therefore, we express our independent opinions on the plan for non-public offering of A-Shares (Revised Draft) and agree to submit it to the general meeting of shareholders of the company for deliberation.
2、 Independent opinions on the proposal on diluting the immediate return of non-public offering of shares and taking filling measures (Revised Draft)
According to the annual report of 2021, the company’s plan for this non-public offering of A-Shares (Revised Draft) updated the impact of the diluted immediate return of this non-public offering on the company’s main financial indicators. The company revised the impact analysis and filling measures of the diluted immediate return accordingly, which met the actual situation and the requirements of relevant laws and regulations. The revised diluted immediate return and filling measures are practical and feasible, It is conducive to safeguarding the interests of all shareholders.
Therefore, we express our independent opinions on the diluted immediate return and filling measures (Revised Draft) of the non-public offering of shares, and agree to submit them to the general meeting of shareholders of the company for deliberation.
(no text below)
(there is no text on this page, which is the signature page of Yunnan Energy Investment Co.Ltd(002053) independent directors’ independent opinions on matters related to non-public Development Bank shares)
Na Chaohong, Luo Meijuan, Duan Wanchun
April 8, 2022
