Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) raised funds deposit and use assurance report 2021
About Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068)
Deposit and use of raised funds in 2021
Assurance report of special report
Xin Hui Shi Bao Zi [2022] No. 10177 Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) all shareholders:
We are entrusted to carry out reasonable assurance on the attached special report on the deposit and use of raised funds of Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) (hereinafter referred to as " Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) ") in 2021 (hereinafter referred to as "special report on raised funds").
1、 Responsibilities of the board of directors
Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) the responsibility of the board of directors is to comply with the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) (CSRC announcement [2022] No. 15) of China Securities Regulatory Commission Prepare a special report on raised funds in accordance with the relevant provisions of the guidelines for self-regulation and supervision of listed companies on the Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on the gem and the guidelines for self-regulation and supervision of listed companies on the gem of the Shenzhen Stock Exchange No. 2 - announcement format. This responsibility includes designing, implementing and maintaining the internal control related to the preparation of the special report on raised funds to ensure that the special report on raised funds is true, accurate and complete without false records, misleading statements or major omissions.
2、 Responsibilities of Certified Public Accountants
Our responsibility is to publish the assurance conclusion of the special report on raised funds on the basis of the implementation of the assurance work.
3、 Overview of work
We have carried out the assurance business in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 - assurance business other than audit or review of historical financial information. The standards require us to abide by the code of professional ethics, plan and implement the assurance work, so as to determine whether the special report on raised funds is in accordance with the regulatory guidelines for listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies (revised in 2022) (CSRC announcement [2022] No. 15) of China Securities Regulatory Commission in all major aspects The relevant provisions of the self regulatory guidelines for listed companies on the Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on the gem and the self regulatory guidelines for listed companies on the gem of the Shenzhen Stock Exchange No. 2 - announcement format reflect truthfully the deposit and use of raised funds in Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) 2021 in all major aspects and obtain reasonable assurance. In the process of carrying out the assurance work, we have implemented the procedures we consider necessary, including inquiry, inspection of accounting records and so on. We believe that our assurance work provides a reasonable basis for issuing assurance conclusions.
4、 Assurance conclusion
We believe that the special report on the deposit and use of raised funds in Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) 2021 is in accordance with the regulatory guidelines for listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) (CSRC announcement [2022] No. 15) of China Securities Regulatory Commission in all major aspects The relevant provisions of the self regulatory guidelines for listed companies on the Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on the gem and the self regulatory guidelines for listed companies on the gem of the Shenzhen Stock Exchange No. 2 - announcement format truthfully reflect the deposit and use of raised funds in Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) 2021.
5、 Report usage restrictions
This report is only used by Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) for the purpose of disclosing the 2021 annual report, and shall not be used for any other purpose.
Chinese Certified Public Accountants of Lixin certified public accountants:
(special general partnership)
Chinese certified public accountant:
Chinese certified public accountant:
Shanghai, China March 31, 2002
Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) special report on deposit and use of raised funds
Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068)
Special report on the deposit and use of raised funds in 2021
According to the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) (CSRC announcement [2022] No. 15) The relevant provisions of Shenzhen Stock Exchange self regulatory guidelines for listed companies No. 2 - standardized operation of GEM listed companies and Shenzhen Stock Exchange self regulatory guidelines for GEM listed companies No. 2 - announcement format, GEM listed companies business handling guidelines No. 6 - information disclosure announcement format (revised in 2021), The company made the following special report on the deposit and use of raised funds in 2021: I. Basic information of raised funds (I) actual amount of raised funds and funds in place
According to the reply on Approving the registration of initial public offering of Hangzhou Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) environmental protection Co., Ltd. (zjxk [2021] No. 2359) issued by China Securities Regulatory Commission, the company publicly issued 21000000 ordinary shares (A shares) in RMB to the public, with an issue price of 13.98 yuan / share and a total raised capital of 29358000000 yuan, After deducting the recommendation and underwriting issuance expenses (excluding tax) of RMB 2650000000 and deducting other external expenses (excluding tax) directly related to the issuance of equity securities of RMB 2811909753, the net amount of funds actually raised was RMB 23896090247.
The above raised funds have been verified by Lixin Certified Public Accountants (special general partnership) and issued capital verification report (xksbz [2021] No. zf10911).
（2） Use and balance of raised funds in this year
The actual use of the company's raised funds in 2021 is as follows: (1) the company replaces the self raised funds of 16421570000 yuan invested in the investment projects with the raised funds in advance; (2) The supplementary working capital expenditure is 74520247 yuan.
As of December 31, 2021, the company has used up the funds in the special account for raised funds as planned, and the balance is the net amount of interest income generated in the special account for raised funds after deducting handling charges.
2、 Deposit and management of raised funds (I) management of raised funds
In order to regulate the management and use of the company's raised funds and protect the interests of investors, the company, in accordance with the provisions of the company law of the people's Republic of China, the securities law of the people's Republic of China, the Listing Rules of GEM stocks of Shenzhen Stock Exchange, the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM and other relevant laws, regulations and normative documents, Combined with the actual situation of the company, the special report on the storage and use of Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) raised funds under the raised funds management system has been formulated
Degree ", which makes clear provisions on the storage, use, management and supervision of the company's raised funds.
On September 29, 2021, the company signed the tripartite supervision agreement on raised funds with the deposit bank of raised funds and the sponsor Sinolink Securities Co.Ltd(600109) respectively to manage the storage and use of raised funds.
There is no significant difference between the above signed regulatory agreement and the model regulatory agreement of Shenzhen Stock Exchange, and the regulatory agreement has been effectively implemented.
（2） Storage of raised funds in special account
As of December 31, 2021, the balance of the special account for the deposit of raised funds is as follows:
Bank name of raised funds deposit bank account closing balance (yuan) remarks Liangzhu Xincheng sub branch of Zhejiang Hangzhou Yuhang Rural Commercial Bank Co., Ltd. 2010 Jiangsu Transimage Technology Co.Ltd(002866) 5076760745834
Total 60745834
As of December 31, 2021, the company's raised funds have been used up, and the balance is the net amount of interest income generated from the special account for raised funds after deducting handling charges.
3、 Actual use of raised funds in this year (I) use of funds for investment projects with raised funds
The actual use of the company's raised funds in 2021 is detailed in Schedule 1 comparison table of the use of raised funds. （2） Changes in the place and mode of implementation of the project invested with raised funds
None.
（3） Advance investment and replacement of investment projects with raised funds
On October 13, 2021, the company held the fifth meeting of the second board of directors, deliberated and approved the proposal on replacing the self raised funds of pre invested projects with raised funds, and agreed to replace the self raised funds of pre invested projects with raised funds, with a total amount of 1642157 million yuan, including:
(1) It is used to replace the actual investment amount of 1272948 million yuan invested in the raised capital investment project "270000 tons of waste resources comprehensive utilization project" in advance with self raised funds in the early stage;
(2) The actual investment amount used to replace the investment project "intelligent three-dimensional warehouse construction project" invested in advance with self raised funds in the early stage is 369209 million yuan.
For relevant matters, see the relevant announcement disclosed by the company on cninfo.com on October 13, 2021. The independent directors of the company expressed their independent opinions on the matter, the sponsor issued verification opinions, and Lixin Certified Public Accountants (special general partnership) issued a special assurance report.
（4） Temporary replenishment of working capital with idle raised funds
Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) special report on deposit and use of raised funds
None.
（5） Utilization of surplus raised funds
None.
（6） Use of over raised funds
During the reporting period, the company did not permanently supplement working capital or repay bank loans with over raised funds.
（7） Purpose and destination of unused raised funds
During the reporting period, the company has no unused raised funds.
（8） Other information about the use of raised funds
During the reporting period, the company did not use the raised funds.
4、 Change the use of funds for investment projects with raised funds
During the reporting period, there was no change in the investment projects of the company's raised funds.
5、 Problems in the use and disclosure of raised funds
The relevant information disclosed by the company is not disclosed in a timely, true, accurate and complete manner. The used raised funds are invested in the promised investment projects of raised funds, and there are no major cases of illegal use of raised funds. 6、 Approval and issuance of special reports
The special report was approved by the board of directors on March 31, 2022.
Attached table: 1. Comparison table of use of raised funds
Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) board of directors March 31, 2022 Schedule 1:
Comparison table of use of raised funds
Prepared by: Hangzhou Dadi Haiyang Environmental Protection Co.Ltd(301068) 2021 unit: RMB 10000
Raised funds invested in this year
Total raised funds 2389609
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