Regular release of Shanghai stock market operation (April 1, 2022)

Note 1: the market day above the financing amount is the benchmark.

Note 2: from June 2020, stock refinancing includes preferred stock financing.

Note 3: bond financing includes corporate bonds and asset-backed securities.

Project dynamics of science and Innovation Board

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TD colSpan = "1" rowspan = "1" width = "400000%" cumulative acceptance___td colspan="3" rowspan="1" width="598100%">718 ___

TD colSpan = "1" rowspan = "1" width = "400000%" where: under inquiry___td colspan="1" rowspan="1" width="150000%">26 ___TD colSpan = "1" rowspan = "1" width = "248100%" to be inquired___td colspan="1" rowspan="1" width="200000%">4 ___

TD colSpan = "1" rowspan = "1" width = "400000%" abort approval___td colspan="1" rowspan="1" width="150000%">52 ___TD colSpan = "1" rowspan = "1" width = "248100%" terminate approval___td colspan="1" rowspan="1" width="200000%">153 ___

TD colSpan = "1" rowspan = "1" width = "400000%" the meeting has been held___TD colSpan = "3" rowspan = "1" width = "598100%" 516 (including 18 termination and 15 termination)___

TD colSpan = "4" rowspan = "1" width = "998100%" reviewed by the Listing Committee (home)___

TD colSpan = "1" rowspan = "1" width = "400000%" passed___td colspan="1" rowspan="1" width="150000%">498 ___TD colSpan = "1" rowspan = "1" width = "248100%" failed___td colspan="1" rowspan="1" width="200000%">13 ___

TD colSpan = "1" rowspan = "1" width = "400000%" suspend consideration___td colspan="1" rowspan="1" width="150000%">0 ___TD colSpan = "1" rowspan = "1" width = "248100%" active withdrawal___td colspan="1" rowspan="1" width="200000%">5 ___

TD colSpan = "4" rowspan = "1" width = "998100%" CSRC registration (home)___

TD colSpan = "1" rowspan = "1" width = "400000%" submit registration___td colspan="3" rowspan="1" width="598100%">489 ___

TD colSpan = "1" rowspan = "1" width = "400000%" where: agree to register___td colspan="1" rowspan="1" width="150000%">424 ___TD colSpan = "1" rowspan = "1" width = "248100%" not registered___td colspan="1" rowspan="1" width="200000%">1 ___

TD colSpan = "1" rowspan = "1" width = "400000%" during registration___td colspan="1" rowspan="1" width="150000%">46 ___TD colSpan = "1" rowspan = "1" width = "248100%" terminate registration___td colspan="1" rowspan="1" width="200000%">18 ___

TD colSpan = "4" rowspan = "1" width = "998100%" issuance and listing (units)___

TD colSpan = "1" rowspan = "1" width = "400000%" listed___td colspan="1" rowspan="1" width="150000%">405 ___TD colSpan = "1" rowspan = "1" width = "248100%" in release___td colspan="1" rowspan="1" width="200000%">12 ___

TD colSpan = "1" rowspan = "1" width = "400000%" registration approval has been obtained___td colspan="1" rowspan="1" width="150000%">6 ___td colspan="1" rowspan="1" width="248100%">___td colspan="1" rowspan="1" width="200000%">___

Note: the data is counted to 17:00 this Friday.

Corporate bond Review p align = "center" this week (March 28, 2022 to April 1, 2022), the Shanghai stock exchange accepted a total of 137 corporate bond issuance applications, with a total amount of 264262 billion yuan to be issuedP align = "center" 03 p align = "center" overview of Shanghai stock market regulation

Supervision of listed companies

This week (from March 28, 2022 to April 1, 2022), the regulatory department of the company of Shanghai stock exchange sent a total of 12 regulatory work letters, including 2 regulatory inquiry letters and 10 regulatory work letters; Through in-process and post supervision, listed companies are required to disclose 34 supplementary and correction announcements.

Two disciplinary measures were taken against violations of information disclosure. At the same time, strengthen the linkage supervision of information disclosure and abnormal stock price. For the company's disclosure of sensitive information or obvious abnormal stock price, request to start the verification sheet of insider trading and abnormal trading.

It is said that there are major changes in the stock price of the company that have not been found in the recent announcement, and there are other matters that have no significant impact on the stock price of the company. The company also failed to remind shareholders of possible reduction in two risk warning announcements. However, on the day of the disclosure of the third change announcement, the company's employee stock ownership plan significantly reduced its shares in the company. The Shanghai Stock Exchange has issued a letter of intent for disciplinary action to the company and relevant responsible persons for the untrue and incomplete information disclosure of the above changes and risk warning announcements of the company.

Market transaction supervision

This week (from March 28 to April 1, 2022), the Shanghai Stock Exchange adopted written warnings and other regulatory measures for 56 abnormal securities transactions such as raising and suppressing and false declaration, and conducted special verification on 4 major matters of listed companies.

At the same time, we will closely monitor the trading situation of delisting Xinyi during the delisting consolidation period, strictly supervise the abnormal trading behaviors that exacerbate stock price fluctuations, mislead investors' trading decisions and affect the market trading order, continuously implement the regulatory measures to suspend account transactions for some investors, and take further regulatory measures according to the follow-up verificationp align="center">