Cosco Shipping Development Company Limited(601866)
Year 2021
Verification report on annual deposit and use of raised funds
Index page number
Assurance Report
Special report on the deposit and use of raised funds in 2021 1 1-5
ShineWing certified public accountants, Chaoyang men North Street, Dongcheng District, Beijing Tel: + 86 (010) 65542288, 9 / F, block a, Fu Hua Manson,
ShineWing No.8, Chaoyangmen Beidajie,
Dongcheng District, Beijing, fax: + 86 (010) 65547190 certified public accounts 100027, P.R.China facile: + 86 (010) 65547190 assurance report on annual deposit and use of raised funds
XYZH/2022BJAA130215
Cosco Shipping Development Company Limited(601866) all shareholders:
We have verified the attached special report of Cosco Shipping Development Company Limited(601866) (hereinafter referred to as Cosco Shipping Development Company Limited(601866) company) on the deposit and use of raised funds in 2021 (hereinafter referred to as the special report on the annual deposit and use of raised funds).
Cosco Shipping Development Company Limited(601866) the responsibility of the management of the company is to follow the self regulatory guidelines for listed companies of Shanghai Stock Exchange No. 1 -
- prepare a special report on the annual deposit and use of raised funds in accordance with the provisions of standardized operation and the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022). This responsibility includes designing, implementing and maintaining the internal control related to the preparation of the special report on the annual storage and use of raised funds, ensuring that the special report on the annual storage and use of raised funds is true, accurate and complete, and there is no major misstatement caused by fraud or error. Our responsibility is to express assurance opinions on the special report on the annual storage and use of raised funds on the basis of the implementation of assurance work.
We audit or review historical financial information in accordance with the standards for other assurance business of Chinese certified public accountants No. 3101 - historical financial information
The assurance work has been carried out in accordance with the provisions of the "external assurance business", so as to obtain reasonable assurance on whether there is no major misstatement in the special report on the annual storage and use of raised funds. In the process of carrying out the assurance work, we have implemented the necessary assurance procedures such as inquiry, inspection and recalculation, and the selected procedures depend on our professional judgment. We believe that our assurance work provides a reasonable basis for expressing opinions.
We believe that the above-mentioned special report on the annual deposit and use of raised funds of Cosco Shipping Development Company Limited(601866) company has been prepared in accordance with the provisions of self regulatory guidelines for listed companies of Shanghai Stock Exchange No. 1 - standardized operation and regulatory guidelines for listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies (revised in 2022), It truthfully reflects the actual deposit and use of the raised funds of Cosco Shipping Development Company Limited(601866) company in 2021 in all major aspects.
This assurance report is only used for the purpose of disclosing the 2021 annual report of Cosco Shipping Development Company Limited(601866) company, and shall not be used for any other purpose without the written consent of our firm.
ShineWing Certified Public Accountants (special general partnership) Chinese certified public accountant:
Chinese certified public accountant:
Beijing, China March 30, 2002
Cosco Shipping Development Company Limited(601866)
Special report on the deposit and use of raised funds in 2021
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
1、 Basic information of raised funds
(I) amount and time of funds raised
Approved by the reply on Approving the application of Cosco Shipping Development Company Limited(601866) issuing shares to COSCO Shipping Investment Holding Co., Ltd. to purchase assets and raise supporting funds (zjxk [2021] No. 3283) of China Securities Regulatory Commission, Cosco Shipping Development Company Limited(601866) (hereinafter referred to as "the company", "the company" or " Cosco Shipping Development Company Limited(601866) ") issued 530434782 RMB ordinary shares (A shares) (hereinafter referred to as "the offering") to 8 specific investors including China Shipping Group Co., Ltd. at a non-public price of 2.76 yuan / share, with a total raised capital of 146399999832 yuan, After deducting the issuance expenses of RMB 309504348 (including value-added tax), the net amount of raised funds is RMB 146090495484.
All the above-mentioned raised funds were received on December 16, 2021. ShineWing Certified Public Accountants (special general partnership) verified the arrival of the raised funds in the company's account, and issued the capital verification report of Cosco Shipping Development Company Limited(601866) non-public offering of shares (xyzh / 2021bjaa131539) on December 17, 2021.
In order to standardize the management of raised funds and protect the legitimate rights and interests of investors, the company and its subsidiaries implementing the investment projects of raised funds have signed the tripartite supervision agreement on the storage of special account for raised funds and the quadripartite supervision agreement on the storage of special account for raised funds with independent financial consultants and the opening bank of special account for raised funds, and opened a special account for raised funds to store the raised funds in a special account.
(II) use amount and year-end balance of raised funds in the current year
As of December 31, 2021, the use of the raised funds of the company is as follows:
Amount of project raised funds
Net proceeds 146090495484
Less: accumulated expenditure in 2021 less: bank charges
Add: equity registration fee not deducted 50304348
Plus: accumulated interest income of special account 6116284
As of December 31, 2021, the balance of the special account for raised funds was 146916116
2、 Management of raised funds
(I) management of raised funds
In order to regulate the management, storage and use of the company's raised funds and protect the legitimate rights and interests of investors, the company has formulated the raised funds management system in accordance with the measures for the management of raised funds of listed companies of Shanghai Stock Exchange, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies and other laws and regulations.
According to the raised funds management system, the company implements a special account for the raised funds. The company has established a special account for raised funds in Shanghai Branch of China Development Bank to manage the deposit and use of funds in the special account for raised funds, and signed the tripartite supervision agreement on the storage of special account for raised funds with independent financial adviser China International Capital Corporation Limited(601995) , Shanghai Branch of China Development Bank in January 2022. There is no significant difference between the aforesaid agreement and the tripartite supervision agreement (model) on the storage of special account for raised funds of Shanghai Stock Exchange.
Meanwhile, the main subsidiaries of the company's fund-raising project implementation, universal Oriental international container (Qidong) Co., Ltd., universal Oriental international container (Qingdao) Co., Ltd., universal Oriental international container (Ningbo) Co., Ltd. and Shanghai Huanyu Logistics Technology Co., Ltd., have respectively set up special accounts for raised funds in Bank Of China Limited(601988) Shanghai branch to manage the storage and use of funds in the special account for raised funds, In February 2022, the company, the independent financial consultant China International Capital Corporation Limited(601995) and Bank Of China Limited(601988) Shanghai Branch signed the four party supervision agreement on the storage of special account for raised funds. There is no significant difference between the aforesaid agreement and the tripartite supervision agreement (model) on the storage of special account for raised funds of Shanghai Stock Exchange.
(II) storage of raised funds in special account
As of December 31, 2021, the specific deposit of raised funds is as follows:
Monetary unit: RMB
balance
Account no. of deposit bank
Total interest income from raised funds
China Development Bank Shanghai Branch 3100156 Hunan Tianrun Digital Entertainment & Cultural Media Co.Ltd(002113) 725 Shahe Industrial Co.Ltd(000014) 61407998326116284146916116
Total 1461407998326116284146916116
3、 Actual use of raised funds this year
(I) use of funds for investment projects with raised funds
As of December 31, 2021, the actual use of the raised funds is shown in the attached table "comparison of the use of raised funds"
Table.
(II) early investment and replacement of raised investment projects
In order to ensure the smooth implementation of the project construction, before the funds raised this time are in place, the company will raise funds to invest in the implementation of the project
According to the actual situation of the project progress, the company has invested the raised funds in the project with self raised funds first. As of December 31, 2021, the aforesaid advance investment has not been replaced.
(III) temporary replenishment of working capital with idle raised funds
As of December 31, 2021, the company has not used idle raised funds to temporarily supplement working capital. (IV) cash management of idle raised funds and investment in related products
As of December 31, 2021, the company has no cash management and investment related products for idle raised funds.
(V) permanent replenishment of working capital or repayment of bank loans with over raised funds
The company has no over raised funds in this issuance.
(VI) use of over raised funds for projects under construction and new projects (including acquisition of assets, etc.)
The company has no over raised funds in this issuance.
(VII) use of surplus raised funds
As of December 31, 2021, the funds raised by this issuance of the company are still in the process of investment, and there is no use of surplus raised funds.
4、 Change the use of funds for investment projects with raised funds
As of December 31, 2021, the company has not changed the investment projects of raised funds.
5、 Problems in the use and disclosure of raised funds
As of December 31, 2021, the company has timely, truly, accurately and completely disclosed the deposit and actual use of the company's raised funds in accordance with relevant laws and regulations, and there is no violation of the management of raised funds. The company has faithfully fulfilled its obligation to disclose the investment direction and progress of the raised funds, and there are no major problems in the use and disclosure of the raised funds.
Cosco Shipping Development Company Limited(601866) board of directors
March 30, 2002
Schedule
Comparison table of use of raised funds
