Citic Securities Company Limited(600030)
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Ningbo Ronbay New Energy Technology Co.Ltd(688005) 2021 deposit and actual use of raised funds
Special verification report
Sponsor
Date of signature: March, 2002
In accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the stock listing rules of Shanghai Stock Exchange, the guidelines for the application of self regulatory rules for companies listed on the science and Innovation Board of Shanghai Stock Exchange No. 1 – standardized operation and other relevant laws, regulations and normative documents, Citic Securities Company Limited(600030) (hereinafter referred to as ” Citic Securities Company Limited(600030) “) as the sponsor of Ningbo Ronbay New Energy Technology Co.Ltd(688005) (hereinafter referred to as ” Ningbo Ronbay New Energy Technology Co.Ltd(688005) ” or “the company”) issued shares, checked the deposit and actual use of the raised funds in Ningbo Ronbay New Energy Technology Co.Ltd(688005) 2021, and issued the following verification opinions: I. Basic information of the raised funds
(I) actual amount of raised funds and time of fund arrival
With the approval of zjxk [2019] No. 1162 document of China Securities Regulatory Commission and the consent of Shanghai Stock Exchange, the company’s lead underwriter Citic Securities Company Limited(600030) adopts directional placement to strategic investors, offline inquiry placement to qualified investors 45 million ordinary shares (A shares) in RMB were issued online to the public investors who hold the market value of non restricted A-Shares and non restricted depositary receipts in Shanghai market through the combination of pricing and issuance, with the issuance price of 26.62 yuan per share, the total amount of funds raised was 119799 million yuan, and the funds raised after deducting the underwriting fee of 83.853 million yuan (including the issuance fee of 791066 million yuan) was 1114047 million yuan, It has been remitted by the lead underwriter Citic Securities Company Limited(600030) to the company’s regulatory account for raised funds on July 16, 2019. In addition, after deducting the recommendation fee, lawyer’s fee, audit fee, legal information disclosure and other issuance expenses (excluding tax) of RMB 177905 million, the net capital raised by the company this time is RMB 1101029 million. The availability of the above raised funds has been verified by Tianjian Certified Public Accountants (special general partnership) and issued a capital verification report (Tianjian Yan [2019] No. 222).
(II) use and balance of raised funds
Monetary unit: RMB 10000
Item No. amount
Net amount of raised funds a 11010029
Project input B12812924
Accumulated amount as of the beginning of the period balance of B28000000 cash management of funds raised as of the beginning of the period
Net interest income B3 245349
Project input C11900411
The raised funds are used for C224700000 cash management of the amount incurred in the current period
Accumulated redemption of raised funds for cash management C326800000
Net interest income C4 378597
Project investment D1 = B1 + C14713335
Accumulated amount as of the end of the period balance C3 of the raised funds used for D2 = B2 + C2 – 5900000 cash management as of the end of the period
Net interest income D3 = B3 + C4 623946
D1-d306 fund-raising balance a = 10206
Actual balance of raised funds f 1020640
Difference g = E-F-
2、 Management of raised funds
(I) management of raised funds
In order to regulate the management and use of the raised funds, improve the efficiency and efficiency of the use of funds, and protect the rights and interests of investors, the company, in accordance with the provisions of the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the stock listing rules of Shanghai Stock Exchange, the guidelines for the application of self regulatory rules for companies listed on the science and Innovation Board of Shanghai Stock Exchange No. 1 – standardized operation and other relevant laws, regulations and normative documents, In combination with the actual situation of the company, the measures for the management of Ningbo Ronbay New Energy Technology Co.Ltd(688005) raised funds are formulated. According to the measures for the management of Ningbo Ronbay New Energy Technology Co.Ltd(688005) raised funds, the company implements a special account for the raised funds, establishes a special account for the raised funds in the bank, and together with the sponsor Citic Securities Company Limited(600030) signed the tripartite supervision agreement on raised funds with Bank Of China Limited(601988) Yuyao branch and China Construction Bank Corporation(601939) Yuyao sub branch on July 15, 2019, On September 15, 2021, the three party supervision agreement on the storage of special account for raised funds was signed with Bank Of Ningbo Co.Ltd(002142) Yuyao Central District sub branch, which defined the rights and obligations of all parties.
There is no significant difference between the tripartite regulatory agreement and the model tripartite regulatory agreement of Shanghai Stock Exchange, and the company has strictly complied with the raised funds.
(II) storage of raised funds in special account
As of December 31, 2021, the company has three special accounts for raised funds, and the deposits of raised funds are as follows:
Unit: RMB 10000
Remarks on the balance of raised funds in the account number of the deposit bank
China China Construction Bank Corporation(601939) shares have 331501995236 Shenzhen Fountain Corporation(000005) 511.53 current deposits
Company Limited Yuyao sub branch
Bank Of China Limited(601988) Co., Ltd. 4052496888610007.98 current deposit
Siyuyao branch
Remarks on the balance of raised funds in the account number of the deposit bank
Bank Of Ningbo Co.Ltd(002142) Co., Ltd. 6102012200065858426.65 current deposit
Siyuyao Central District sub branch
Total – 1003616-
Note: as of December 31, 2021, part of the company’s cash management due income of 1.7024 million yuan has not been transferred back to the raised capital account in time, and the company has transferred the above funds back to the raised capital account on February 18, 2022.
As of December 31, 2021, the company has purchased undue structured deposits and certificates of deposit with some idle raised funds as follows:
Unit: RMB 10000
Name of entrusted party product type of entrusted wealth management product value date due date amount
Bank Of China Limited(601988) shares with large deposit certificate 400000 Principal Guaranteed Fixed Term 2021 / 9 / 3 three-year company Yuyao branch income type (transferable)
Bank Of China Limited(601988) share structured deposit Shanghai Pudong Development Bank Co.Ltd(600000) Principal Guaranteed Fixed 2021 / 10 / 182022 / 1 / 18 limited company Yuyao branch income type
Bank Of China Limited(601988) share structured deposit 1000000 Principal Guaranteed Fixed 2021 / 11 / 252022 / 3 / 1 Limited company Yuyao branch income type
Bank Of China Limited(601988) share structured deposit 400000 Principal Guaranteed Fixed 2021 / 11 / 292022 / 3 / 1 Limited company Yuyao branch income type
Bank Of China Limited(601988) share structured deposit 1200000 Principal Guaranteed Fixed 2021 / 10 / 282022 / 5 / 10 limited company Yuyao branch income type
Bank Of China Limited(601988) share structured deposit 1000000 Principal Guaranteed Fixed 2021 / 10 / 292022 / 5 / 10 limited company Yuyao branch income type
Bank Of China Limited(601988) share structured deposit 1300000 Principal Guaranteed Fixed 2021 / 12 / 272022 / 2 / 11 limited company Yuyao branch income type
Total 5900000
Note: the certificate of large amount deposit is transferable during its existence, and the period of the company holding the negotiable certificate of large amount deposit at a single time shall not exceed 12 months. III. actual use of the raised funds this year
(I) comparison table of use of raised funds
1. See Annex 1 of the verification report for the comparison table of the use of raised funds.
2. Other information about the use of raised funds
(1) According to the resolution of the fourth meeting of the second session of the board of directors on July 22, 2021, the company agreed to use part of the temporarily idle raised funds with a limit of no more than RMB 800 million for cash management. Within the above limit, the funds can be used on a rolling basis within 12 months from the date of deliberation and approval by the board of directors. As of December 31, 2021, the company has purchased 2.47 billion yuan of financial products and structured deposits in this year, redeemed 2.68 billion yuan in total, the balance of unexpired structured deposits and large certificates of deposit is 59 million yuan, and received 369178 million yuan of financial income in this period.
(2) According to the proposal on the postponement of Ningbo Ronbay New Energy Technology Co.Ltd(688005) part of the raised capital investment projects deliberated and adopted at the 30th meeting of the first board of directors and the 16th meeting of the first board of supervisors on April 15, 2021, and taking into account the current implementation progress of the raised capital investment project “2025 power lithium battery material comprehensive base (phase I)”, the company decided to postpone the date when the raised capital investment project reaches the expected usable state, The total amount of investment raised, the investment purpose of the delayed project and the implementation of the project will not be changed.
The company is accelerating the construction and implementation of the project, and plans to complete the construction of 30000 tons in phase 1-1 by March 31, 2022 and 30000 tons in phase 1-2 by December 31, 2022. The overall production capacity of 60000 tons of ternary precursor of the project will reach the expected usable state, and the time will be adjusted from December 31, 2020 to December 31, 2022.
(II) description of abnormal conditions in the project invested by raised funds
There is no abnormality in the investment project of the company’s raised funds.
(III) description of the situation that the benefits of the investment project with raised funds cannot be calculated separately
Company 20
