Ningbo Tianyi Medical Instrument Co., Ltd
Initial public offering and listing on GEM
Announcement on online subscription and winning rate
Sponsor (lead underwriter): Guotai Junan Securities Co.Ltd(601211)
hot tip
The application of Ningbo Tianyi medical device Co., Ltd. (hereinafter referred to as "the issuer" or "the company") for the initial public offering of 14736842 ordinary shares (A shares) (hereinafter referred to as "this offering") has been examined and approved by the GEM Listing Committee of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"), It has been approved to register by China Securities Regulatory Commission (hereinafter referred to as "CSRC") (zjxk [2021] No. 3939). The issuer and the sponsor (lead underwriter) Guotai Junan Securities Co.Ltd(601211) (hereinafter referred to as " Guotai Junan Securities Co.Ltd(601211) " or "sponsor (lead underwriter)") negotiated and determined that the number of shares to be issued this time was 14736842, and the issue price was 52.37 yuan / share.
The issuing price of this offering does not exceed the median and weighted average of the offline investors' quotation after excluding the highest quotation, as well as the Securities Investment Fund (hereinafter referred to as "public fund"), the National Social Security Fund (hereinafter referred to as "social security fund"), the basic old-age insurance fund (hereinafter referred to as "pension") established through public offering after excluding the highest quotation The enterprise annuity fund (hereinafter referred to as "enterprise annuity fund") established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund (hereinafter referred to as "insurance fund") in accordance with the measures for the administration of the use of insurance funds, whichever is lower, is 523825 yuan / share. According to item (IV) of Article 39 of the detailed rules for the implementation of the issuance and underwriting business of initial public offering on the gem of Shenzhen Stock Exchange (revised in 2021) (SZS [2021] No. 919), the relevant subsidiaries of the sponsor need not participate in this strategic placement.
This offering does not arrange the strategic placement to the senior management and core employees of the issuer, asset management plans and other external investors. Finally, this issuance will not be targeted to strategic investors, and the difference between the initial strategic placement shares and the final strategic placement shares will be 736842 shares back to offline issuance.
And online pricing issuance (hereinafter referred to as "online issuance") to social public investors holding non restricted A-Shares or the market value of non restricted depositary receipts in Shenzhen market.
After the strategic placement callback and before the online and offline callback mechanism was launched, the number of offline shares was 1053684200, accounting for 71.50% of the number of shares issued this time; The initial number of shares issued online was 4.2 million, accounting for 28.50% of the number issued this time. The total number of final offline and online issuance is 14736842 shares, and the final number of online and offline issuance will be determined according to the callback.
The issuer initially issued 4.2 million shares of "Tianyi medical" by using the online pricing of the trading system of Shenzhen Stock Exchange on March 23, 2022 (t day).
Investors are kindly requested to focus on the issuance process, payment and other links of this issuance, and timely fulfill their payment obligations on March 25, 2022 (T + 2).
1. Offline investors shall, according to the announcement on the results of initial public offering of shares by Ningbo Tianyi Medical Devices Co., Ltd. and initial placement of shares listed on the gem, pay the subscription funds for new shares in full and on time according to the final issuance price and initial placement quantity before 16:00 on March 25 (t + 2) 2022. If the same placing object receives multiple new shares on the same day, it is necessary to pay for each new share in full and fill in the remarks in accordance with the specifications. If the placing object has insufficient funds for a single new share, all the new shares allocated to the placing object on that day will be invalid, and the resulting consequences shall be borne by the investors themselves.
After the online investors win the lottery in the subscription of new shares, they shall fulfill the obligation of capital settlement according to the announcement on the results of initial public offering and online lottery of Ningbo Tianyi Medical Devices Co., Ltd. listed on the gem, so as to ensure that their capital account will have sufficient capital for the subscription of new shares on March 25 (T + 2) 2022. The insufficient part shall be deemed to have given up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investors themselves. The transfer of investors' funds shall comply with the relevant provisions of the securities company where the investors are located.
The shares abandoned by offline and online investors shall be underwritten by the sponsor (lead underwriter).
2. Among the stocks issued this time, the stocks issued online have no circulation restrictions and limited sales period arrangements, and can be circulated from the date when the stocks issued this time are listed on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer's initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investor who provides effective quotation fails to participate in the subscription or the offline investor who obtains the preliminary placement fails to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. The number of violations of the placing object in the scientific and technological innovation board, gem, motherboard and other sectors shall be calculated together. During the period of being included in the restricted list, the placing object shall not participate in the offline inquiry and placement of projects related to science and innovation board, gem, motherboard and other sectors.
If online investors fail to pay in full after winning the lottery for three times in a row within 12 months, they shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription.
1、 Online subscription
According to the data provided by Shenzhen Stock Exchange, the sponsor (lead underwriter) has made statistics on the subscription of this online offering. The number of effective subscription accounts of this online pricing offering is 11 Minmetals Development Co.Ltd(600058) , the number of effective subscription shares is 41798065000, the total number of allotments is 83596130, the starting number of allotments is 000000 Ping An Bank Co.Ltd(000001) , and the ending number is 0 Great Wall International Acg Co.Ltd(000835) 96130.
2、 Implementation of callback mechanism, issuance structure and success rate of online issuance
According to the callback mechanism announced in the announcement of Ningbo Tianyi medical device Co., Ltd. on initial public offering and listing on the gem, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism because the initial effective subscription multiple on the Internet was 995192024 times, higher than 100 times, After deducting the final strategic placement, 20.00% (rounded up to an integral multiple of 500 shares, i.e. 2.9475 million shares) of the number of shares in this public offering will be transferred back from offline to online.
After the call back, the final number of offline shares issued was 7589342, accounting for 51.50% of the number issued this time;
The final number of shares issued online was 7.1475 million, accounting for 48.50% of the total issued this time. After the call back, the final winning rate of this online pricing issuance is 0017100739%, and the subscription multiple is 584792795 times.
3、 Online lottery
The sponsor (lead underwriter) and the issuer will conduct lottery in Room 202, building 203, Shangbu Industrial Zone, Hongli West Road, Futian District, Shenzhen on the morning of March 24 (T + 1), 2022, and will publish the lottery results in China Securities News, Shanghai Securities News, securities times and securities daily on March 25, 2022 (T + 2).
Issuer: sponsor (lead underwriter) of Ningbo Tianyi medical device Co., Ltd.: Guotai Junan Securities Co.Ltd(601211) March 24, 2022
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Ningbo Tianyi Medical Instrument Co., Ltd. date:
(there is no text on this page, which is the seal page of the announcement on the online subscription and winning rate of Ningbo Tianyi medical device Co., Ltd. for its initial public offering and listing on the GEM)
Guotai Junan Securities Co.Ltd(601211) mm / DD / yyyy
