Shandong Humon Smelting Co.Ltd(002237) verification report on annual deposit and use of raised funds and hxzz (2022) No. North Huajin Chemical Industries Co.Ltd(000059)
Table of contents page 1. Assurance report on annual deposit and use of raised funds 1-2
2、 Special report on annual deposit and use of raised funds 3-5
Hexin Certified Public Accountants (special general partnership) March 21, 2002
Assurance report on the deposit and use of raised funds
Hxzz (2022) No. North Huajin Chemical Industries Co.Ltd(000059)
Shandong Humon Smelting Co.Ltd(002237) all shareholders:
We have verified the attached special report on the deposit and use of raised funds in 2021 (hereinafter referred to as the “special report”) prepared by the board of directors of Shandong Humon Smelting Co.Ltd(002237) (hereinafter referred to as “humon company”).
1、 Responsibilities of the board of directors of humon
The responsibility of the board of directors of humon company is to prepare a special report in accordance with the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) issued by China Securities Regulatory Commission and the relevant provisions of Shenzhen Stock Exchange. This responsibility includes designing, implementing and maintaining the internal control related to the preparation of the special report on raised funds to ensure that the special report on raised funds is true, accurate and complete without false records, misleading statements or major omissions.
2、 Responsibilities of Certified Public Accountants
Our responsibility is to publish the assurance conclusion of the special report on the basis of the implementation of the assurance work. We have carried out the assurance work in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 – assurance business other than audit or review of historical financial information. The standard requires us to abide by the code of professional ethics for Chinese certified public accountants, plan and implement the assurance work, so as to determine whether the special report is prepared in all major aspects in accordance with the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) of China Securities Regulatory Commission and the relevant provisions of Shenzhen Stock Exchange, Truthfully reflect the deposit and use of the raised funds of humon company in 2021 in all major aspects, and obtain reasonable assurance.
In the process of performing assurance work, we implement understanding, inquiry, inspection, recalculation and other procedures that we deem necessary. We believe that the evidence we have obtained is sufficient and appropriate, which provides a reasonable basis for publishing the assurance conclusion.
3、 Assurance conclusion
We believe that the attached special report complies with the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) of China Securities Regulatory Commission in all major aspects
Shandong Humon Smelting Co.Ltd(002237) report body
And the relevant regulations issued by Shenzhen Stock Exchange, and truthfully reflected the deposit and actual use of the raised funds of humon company in 2021 in all major aspects.
4、 Report usage restrictions
This report is only for the purpose of disclosure in the 2021 annual report of humon company in accordance with the above requirements, and shall not be used for any other purpose.
Attachment: special report of humon company on the annual storage and use of raised funds
Hexin Certified Public Accountants (special general partnership) Chinese certified public accountant: Chi Wei
Jinan, China
Chinese certified public accountant: Liu abin
March 21, 2002
Shandong Humon Smelting Co.Ltd(002237)
Special report on the deposit and use of raised funds in 2021
Shenzhen Stock Exchange:
In accordance with the relevant provisions on the management of raised funds of listed companies and the relevant format guidelines issued by your exchange, the special report on the deposit and use of raised funds of Shandong Humon Smelting Co.Ltd(002237) (hereinafter referred to as “the company”) in 2021 is as follows:
1、 Basic information of raised funds
(I) actual amount of raised funds and time of fund arrival
Approved by the China Securities Regulatory Commission in the reply on the approval of Shandong Humon Smelting Co.Ltd(002237) non-public offering of shares (zjxk [2020] No. 2074), the company issued 237614400 shares in this non-public offering, with a par value of 1 yuan per share and an issue price of 10.54 yuan per share, raising a total of 250445577600 yuan Guotai Junan Securities Co.Ltd(601211) has remitted the net amount of the raised funds after deducting the underwriting fee and recommendation fee of 1302317004 yuan (including value-added tax) to the company’s Yantai Jiefang Road sub branch of China Everbright Bank Co., Ltd. (Account No.: 3807018803079010), with an amount of 700 million.00 yuan China Construction Bank Corporation(601939) Yantai Mouping sub branch (Account No.: 3705016672600001379), with an amount of 13000000000 yuan Bank Of China Limited(601988) Yantai Mouping sub branch (Account No.: 206542360421), with an amount of 49143260596 yuan. After deducting the total issuance expenses of RMB 1539696648 (excluding value-added tax), the net amount of funds actually raised by the company is RMB 248905880952.
The availability of the above funds has been verified by Hexin Certified Public Accountants (special general partnership) and a capital verification report (HXYZ (2020) No. Shenzhen Capstone Industrial Co.Ltd(000038) ) has been issued.
2、 Deposit and management of raised funds
(I) supervision of raised funds
In order to standardize the management and use of raised funds, improve the efficiency and efficiency of fund use, and protect the rights and interests of investors, the company has formulated the management measures of raised funds in accordance with the company law, the stock listing rules of Shenzhen Stock Exchange and other provisions, combined with the actual situation of the company. The raised funds shall be stored in a special account, approved by a specially assigned person, and used for a special purpose, and shall be subject to the supervision of the company’s sponsor at any time.
According to the requirements of the above laws and regulations and the provisions of the company’s measures for the administration of raised funds, the company established a special account for the use of raised funds in the bank in August 2020, and signed the tripartite supervision agreement for the special account for raised funds with Bank Of China Limited(601988) Yantai Mouping sub branch, China Construction Bank Corporation(601939) Yantai Mouping sub branch, China China Everbright Bank Company Limited Co.Ltd(601818) Yantai Jiefang Road sub branch and the sponsor Guotai Junan Securities Co.Ltd(601211) in September 2020.
(II) storage of raised funds
As of December 31, 2021, the specific deposit of the funds raised by this non-public offering is as follows: unit: Yuan
Account name deposit bank account number account balance remarks
Shandong humon smelting Co., Ltd. China Everbright Bank Company Limited Co.Ltd(601818) Yantai Jiefang Road, China
Limited company sub branch 38070188030790100.00 account cancellation
Shandong humon smelting Co., Ltd
Limited company China Construction Bank Corporation(601939) Yantai Mouping sub branch 37050166726000013790.00 account cancellation
Shandong humon smelting Co., Ltd
Co., Ltd. Bank Of China Limited(601988) Yantai Mouping sub branch 2065423604210.00 account cancellation
Total 0.00
Note: after the use of the raised funds of the company in this period, all the bank accounts of the raised funds are cancelled.
3、 Actual use of raised funds this year
The net amount of bank deposit interest received in 2021 after deducting bank handling charges is -0200 yuan. As of December 31, 2021, all the raised capital accounts of the company have been closed, and the balance is 0 yuan.
Unit: Yuan
Project year 2021
Balance of special account for raised funds (December 31, 2020) 12065078
Plus: interest income 169.53
Less: handling fee expense 410.00
Transferred to general deposit account 12041031
The balance of the special account for raised funds should be 0.00
The balance of the special account for raised funds is 0.00
difference
See Annex I of this report for the comparison table of the use of raised funds
4、 Change the use of funds for investment projects with raised funds
nothing
5、 Problems in the use and disclosure of raised funds
The company uses the raised funds in strict accordance with the company law, the securities law, the stock listing rules of Shenzhen Stock Exchange, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board, the provisions and requirements of relevant laws and regulations of China Securities Regulatory Commission and the management system of raised funds, and performs the relevant information disclosure in a timely, true, accurate and complete manner, There is no illegal use of the raised funds.
Annex I: comparison table of use of raised funds
Shandong Humon Smelting Co.Ltd(002237)
February 21, 2023
Annex I:
Comparison table of use of raised funds
Year 2021
Prepared by: Shandong Humon Smelting Co.Ltd(002237) unit: RMB 10000
Investment in this year
The total amount of raised funds is 24890588, and the total amount of raised funds is 0.00
