Securities code: Henan Shijia Photons Technology Co.Ltd(688313) securities abbreviation: Henan Shijia Photons Technology Co.Ltd(688313) Announcement No.: 2022012 Henan Shijia Photons Technology Co.Ltd(688313)
Announcement on the share reduction plan of shareholders holding more than 5%
The board of directors, all directors and relevant shareholders of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal responsibility for the authenticity, accuracy and integrity of its contents according to law. Important content tips:
Basic information of shareholding of major shareholders
As of the disclosure date of this announcement, Henan Shijia Photons Technology Co.Ltd(688313) (hereinafter referred to as “the company”) shareholder Anyang Huitong high innovation materials venture capital partnership (limited partnership) (hereinafter referred to as “Anyang Huitong”) holds 8908541 shares of the company, accounting for 1.94% of the total share capital of the company; Beijing Huitong Julong Investment Center (limited partnership) (hereinafter referred to as “Huitong Julong”) holds 10685107 shares of the company, accounting for 2.33% of the total share capital of the company; Beijing Huitong chuangying venture capital center (limited partnership) (hereinafter referred to as “Huitong chuangying”) holds 3722548 shares of the company, accounting for 0.81% of the total share capital of the company. Anyang Huitong, Huitong Julong and Huitong chuangying are partnerships that Ding Jianhua can directly or indirectly influence. The three are related parties to each other, holding 23316196 shares of the company, accounting for 5.08% of the total share capital of the company.
The above shares are the shares obtained before the company’s initial public offering and have been listed and circulated since August 12, 2021.
Main contents of share reduction plan
Due to the needs of business development, Anyang Huitong, Huitong Julong and Huitong chuangying plan to reduce their holdings by centralized bidding, block trading, agreement transfer or other legal methods recognized by Shanghai Stock Exchange, with a total reduction of no more than 23316196 shares, accounting for 5.08% of the total share capital of the company. According to the relevant provisions of the special provisions on the reduction of shares held by shareholders of venture capital funds of listed companies revised in 2020 and the detailed rules for the implementation of the reduction of shares held by shareholders of venture capital funds of listed companies of Shanghai Stock Exchange, Anyang Huitong, Huitong Julong and Huitong chuangying were filed with China Securities Investment Fund Association on June 13, 2021, and successfully applied for the reduction policy of shareholders of venture capital funds. As of the date of the company’s initial public offering, Anyang Huitong and Huitong Julong have paid close attention to the company
The investment period is more than 60 months, and the investment period of Huitong chuangying to the company is more than 48 months but less than 60 months. Anyang Huitong and Huitong Julong reduce their holdings of shares issued before the company’s initial public offering through the stock exchange. If they adopt centralized bidding trading and block trading, the total number of shares reduced is not limited by proportion. If Huitong chuangying reduces its holdings of shares issued before the company’s initial public offering through the stock exchange and adopts centralized bidding trading, the total number of shares reduced within any continuous 30 days shall not exceed 1% of the total number of shares of the company; If block trading is adopted, the total number of shares reduced within any consecutive 30 days shall not exceed 2% of the total number of shares of the company.
If Anyang Huitong, Huitong Julong and Huitong chuangying reduce their holdings through centralized bidding trading, they will reduce their holdings within 15 trading days from the date when the company issues the announcement of the reduction plan, and within six months from the date of the announcement (except for the period when the reduction is prohibited according to laws and regulations); In case of reduction through block trading, agreement transfer or other means, the reduction will be carried out within three trading days from the date of the announcement of the reduction plan, and within six months from the date of the announcement (except for the period during which the reduction is prohibited according to laws and regulations). In case of agreement transfer and reduction, the proportion of shares transferred by a single transferee shall not be less than 5% of the total share capital of the company, and Anyang Huitong, Huitong Julong Huitong chuangying and the transferee shall comply with other relevant provisions of the China Securities Regulatory Commission and the Shanghai Stock Exchange. The reduction price of the above shares shall be determined according to the market price at the time of reduction, and shall not be lower than the issuance price of the company’s initial public offering, and shall comply with the requirements of relevant laws and regulations and the rules of Shanghai Stock Exchange. If the company has ex rights and ex interests matters such as dividend distribution, share distribution, conversion of capital reserve to share capital, share allotment and so on during the reduction period, the number of shares reduced will be adjusted accordingly according to the change of share capital.
The company recently received the notification letter on the reduction plan of Henan Shijia Photons Technology Co.Ltd(688313) shares issued by shareholders Anyang Huitong, Huitong Julong and Huitong chuangying. The specific information is announced as follows: I. Basic information of the reduction subject
Shareholder name shareholder identity shareholding quantity shareholding current shareholding source
(share) ratio
More than 5% of Anyang Huitong is not the largest shareholder, and 1.94% obtained 8908541 shares before IPO
More than 5% of Huitong Julong is not the largest shareholder, and 2.33% obtained 10685107 shares before IPO
More than 5% of Huitong chuangying is not the largest shareholder, and 0.81% obtained 3722548 shares before IPO
There are persons acting in concert with the above reduction subjects:
Name of shareholders, number of shares held, proportion of shares held and reasons for the formation of concerted action relationship
(shares)
Anyang Huitong 89085411.94% Beijing Pratt & Whitney investment controlled by Ding Jianhua
As the executive director of Huitong chuangying Co., Ltd
Huitong Julong 106851072.33% business partner; Beijing Pratt & Whitney Zhengtong
Beijing Huitong Investment Co., Ltd
Group 1 Huitong chuangying 37225480.81% Gaochuang Investment Management Center (limited liability company)
(2) act as the executive affairs of Anyang Huitong
Ding Jianhua 8070390.18% partner; Ding Jianhua directly served as Huitong
Executive partner of dragon.
Total 24123355.26% –
Share reduction of major shareholders and their persons acting in concert and directors, supervisors and senior executives in the past 12 months
Shareholder name reduction quantity reduction price range during Reduction Reduction Reduction early reduction plan
(share) proportion (yuan / share) disclosure date
Anyang Huitong 80729201.76% 2021 / 9 / 10 ~ 2022 / 3 / 9 11.41-13.642021 / 8 / 19
Huitong Julong 4748930.10% 2021 / 9 / 10 ~ 2022 / 3 / 9 12.65-13.762021 / 8 / 19
Huitong chuangying 3055860.07% 2021 / 9 / 10 ~ 2022 / 3 / 9 13.00-13. Zoje Resources Investment Co.Ltd(002021) / 8 / 19
2、 Main contents of share reduction plan
Planned reduction quantity planned reduction bidding transaction reduction combined with proposed reduction shareholding proposed reduction shareholder name (share) proportion reduction method reduction price share source reason range during reduction period
Anyang Huitong no more than: no more than: competitive trading reduction, no more than: 2022 / 4 / 12, according to the block trading reduction of 8908541 shares obtained by shareholders from 1.94% of 8908541 shares to the price before IPO, no more than: 8908541 shares required on 2022 / 10 / 11
The agreed transfer and reduction shall not exceed:
8908541 shares
Huitong Julong no more than: no more than: competitive trading reduction, no more than: block trading reduction of 10685107 shares obtained from shareholders at 2.33% 10685107 shares ~ price before IPO on April 12, 2022, no more than: 10685107 shares required on October 11, 2022
The agreed transfer and reduction shall not exceed:
10685107 shares
Huitong chuangying no more than: no more than: bidding transaction reduction, no more than: 2022 / 4 / 12, block transaction reduction of 3722548 shares obtained by shareholders from 3722548 shares with 0.81% of 3722548 shares to the price before IPO, no more than: 3722548 shares required on 2022 / 10 / 11
The agreed transfer and reduction shall not exceed:
3722548 shares
(I) whether the relevant shareholders have other arrangements □ yes √ no
(II) major shareholders’ previous opinions on shareholding ratio, shareholding quantity, shareholding period, reduction method, reduction quantity and reduction
Whether the holding price has made a commitment √ yes □ no
The shareholders Anyang Huitong, Huitong Julong and Huitong chuangying promise as follows:
1. Restrictions on the sale of shares held before the issuance, voluntary lock-in of shares, and extension of lock-in period
The shares directly or indirectly held by me / my company that have been issued before the company’s public offering of shares are from the company’s shares
Within one year from the date of listing and trading in the stock exchange, the ticket shall not be transferred or entrusted to others for management, nor shall it be issued by the issuer
Pedestrian repurchase.
For example, the China Securities Regulatory Commission or Shanghai Stock Exchange and other regulatory authorities have different arrangements for the lock-in period of the above shares
In case of different opinions, I / we agree to revise the above lock-in period arrangement according to the opinions of the regulatory authorities
And implement it.
2. Commitment on shareholding intention and reduction intention
(1) Shareholding intention
As a shareholder of the issuer, we / I will continue to be optimistic about the development of the issuer and its industry in the future
Jing is willing to hold the issuer’s shares for a long time.
(2) Reduction intention
① Conditions and quantity of share reduction
Our company / I will issue shares according to the prospectus of the issuer’s initial public offering and our company / I
Subject to the limitations set forth in each commitment
