Sealand Securities Co.Ltd(000750) as of December 31, 2021
Report on the use of previously raised funds
Sealand Securities Co.Ltd(000750) all directors guarantee that the contents of this report are true, accurate and complete, and there are no false records, misleading statements or major omissions. 1、 Preparation basis
This report is prepared by Sealand Securities Co.Ltd(000750) (hereinafter referred to as “the company”) in accordance with the provisions of China Securities Regulatory Commission (hereinafter referred to as “CSRC”) on the report on the use of the previously raised funds (Zheng Jian FA FA Zi [2007] No. 500). 2、 Amount, time of receipt and deposit of the previously raised funds
Approved by the reply on approving Sealand Securities Co.Ltd(000750) share allotment (zjxk [2019] No. 2565) of the CSRC, the company can allot 1264662591 new shares to the original shareholders. As of January 10, 2020, the company has actually placed 1228983542 RMB ordinary shares at a price of 3.25 yuan / share, and the total amount of funds raised is 399419651150 yuan. After deducting the issuance expenses of 5105322348 yuan, the net amount of funds raised is 394314328802 yuan. All the above raised funds were deposited into the special account for raised funds opened by the company on January 14, 2020. Daxin Certified Public Accountants (special general partnership) has verified the availability of the funds raised by the company’s share allotment and issued a capital verification report (dxyz [2020] No. 2900001).
As of December 31, 2021, all the funds raised in this allotment have been used up and the special account for raised funds has been closed. The specific deposit of the funds raised by this allotment is as follows:
Deposit amount on the date of arrival of the bank account number of the deposit bank (people’s bank account cancellation date: RMB)
China Industrial And Commercial Bank Of China Limited(601398) Nanning Nanhu sub branch 21021100293 Guangdong Guanghua Sci-Tech Co.Ltd(002741) 632020.1.14 Shanghai Pudong Development Bank Co.Ltd(600000) China Vanke Co.Ltd(000002) 020.6.24
Bank Of Communications Co.Ltd(601328) Nanning Jinyuan sub branch 4510 Wuxi Hongsheng Heat Exchanger Manufacturing Co.Ltd(603090) 1 Wuhan Zhongyuan Huadian Science And Technology Co.Ltd(300018) 31102020.1.14500 China Vanke Co.Ltd(000002) 020.6.29
China Agricultural Bank Of China Limited(601288) Nanning Dongge sub branch 2 Yunnan Tin Co.Ltd(000960) 1040182572020.1.149000000 China Vanke Co.Ltd(000002) 020.6.29
Industrial Bank Co.Ltd(601166) Nanning Branch 5520101001007977032020.1.141287623613152020.6.30
China Merchants Bank Co.Ltd(600036) Nanning Branch Sales Department 7559052709107712020.1.14 700 million. Zhejiang Jingxin Pharmaceutical Co.Ltd(002020) .6.30
Total 398762361315
Note: the above deposit amount includes the outstanding underwriting fees, information disclosure fees, audit and tariff verification fees and other issuance fees, as well as some recommendation fees, audit fees, lawyer fees, printing fees and other issuance fees paid with its own funds in the early stage. 3、 Actual use of the previously raised funds
(I) use of funds raised last time
The use of the company’s previously raised funds is in line with the commitment on the use of raised funds in the share allotment prospectus, which is used to increase capital, supplement working capital, optimize business structure, expand business scale, especially innovate business scale, and improve sustainable profitability and risk resistance. The actual use of the previously raised funds is detailed in the comparison table of the use of raised funds in the annex to this report.
(II) description of changes in the actual investment projects of the previously raised funds
The company does not change the actual investment projects of the previously raised funds.
(III) contents and reasons for the difference between the actual total investment of the project raised in the previous time and the commitment
There is no difference between the actual total investment of the project and the commitment of the company’s previously raised funds.
(IV) description of the external transfer or replacement of the investment project of the previously raised funds
The company has no external transfer or replacement of the investment projects with the previously raised funds.
(V) description of idle raised funds
As of December 31, 2021, all the previously raised funds have been used up and there is no idle raised funds.
4、 Benefits achieved by the investment projects with the previously raised funds
(I) comparison table of realized benefits of investment projects with previously raised funds
The company’s investment projects with the funds raised by this allotment cannot calculate the benefits separately, so the comparison table of realized benefits is not applicable.
(II) description of the situation that the benefits of the investment project with the previously raised funds cannot be calculated separately
It is mainly used to optimize the business scale, increase the profitability of the company and increase the working capital structure, especially for the continuous increase of the company’s business scale and working capital. Due to the organic relationship between the use and investment of raised funds and the use and investment of non raised funds for various business development, it is difficult to calculate the benefits separately.
(III) description of the situation that the cumulative realized income of the investment project invested by the previously raised funds is more than 20% (including 20%) lower than the promised cumulative income
The company’s investment projects with the funds raised through this allotment do not have the promised cumulative income. 5、 Description of the operation of the assets used to subscribe for shares in the previously raised funds
The company did not subscribe for shares with assets in the previous issuance. 6、 Comparison between the use of the previously raised funds and the publicly disclosed information
There is no difference between the actual use of the company’s previously raised funds and the relevant contents disclosed in the company’s disclosed periodic reports and other information disclosure documents.
7、 Unused raised funds
As of December 31, 2021, the company has no unused raised funds.
8、 Conclusion
The company strictly complies with the measures for the administration of securities issuance of listed companies, the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies, the stock listing rules of Shenzhen Stock Exchange, the guidelines for the self discipline supervision of listed companies of Shenzhen Stock exchange No. 1 – standardized operation of listed companies on the main board, the Sealand Securities Co.Ltd(000750) raised funds management system and the tripartite supervision agreement for raised funds In accordance with the relevant provisions and requirements of the State Council on the deposit, use and management of the raised funds, perform relevant obligations, and disclose relevant information in a timely, true, accurate and complete manner. There are no violations in the deposit, use, management and disclosure of the raised funds.
Annex: comparison table of the use of funds raised in the previous time
Sealand Securities Co.Ltd(000750) board of directors March 16, 2022 Annex: comparison table of the use of the funds raised in the previous time
Unit: RMB 10000
Total raised funds: 39431433 total accumulated used raised funds: 39431433
Total amount of raised funds with changed purposes: no total amount of raised funds used in each year:
Proportion of total funds raised for changing purposes: none 2020: 39431433
The total investment amount of the raised funds of the investment project reaches the predetermined amount on the deadline (December 31, 2021)
Committed investment committed investment committed before actual investment fundraising committed after actual fundraising committed after actual fundraising committed actual investment amount and usable status serial number project investment amount investment amount investment amount investment amount investment amount investment amount committed after fundraising date (or the difference of the amount on the closing date and the completion degree of the project)
Timely expansion includes margin trading and stock lending, and timely expansion includes margin trading and stock lending
No more than RMB 2.5 billion, no more than RMB 2.5 billion, 25000000, no more than RMB 2.5 billion, no more than RMB 2.5 billion, no more than RMB 2.5 billion, 25000000 – not applicable
Credit transaction business scale based on transaction business scale
Increase investment in securities asset management business not more than 1 billion yuan not more than 1 billion yuan not more than 1 billion yuan not more than 1 billion yuan not more than 1 billion yuan not more than 1 billion yuan not applicable
2. Enhance the business ability of asset management, and enhance the business ability of asset management 54314335431433-
3 expand the investment scale of self operated business expand the investment scale of self operated business not more than 900 million yuan not more than 900 million yuan 9000000 not more than 900 million yuan not more than 900 million yuan 9000000 – not applicable
4 increase investment banking business investment not more than 500 million yuan not more than 500 million yuan – not more than 500 million yuan not more than 500 million yuan – not applicable
Increase the layout of it outlets not exceeding RMB 100 million, not exceeding RMB 100 million
5 investment in technology platform construction investment in technology platform construction —
Total no more than 5 billion yuan no more than 5 billion yuan 39431433 no more than 5 billion yuan no more than 5 billion yuan 39431433-
Note: 1 The total amount of raised funds does not include the issuance expenses of RMB 510532 million;
2. The total amount of raised funds does not include the interest income of RMB 6.8177 million from the special account of raised funds, which has been used to supplement the working capital of the company.
