Shen Zhen Australis Electronic Technology Co.Ltd(300940)
List of incentive objects of restricted stock incentive plan in 2022
1、 Incentive objects of restricted stock incentive plan
The total number of incentive objects of the incentive plan is 123, including directors, senior managers, middle-level managers, core technology (business) backbone and other personnel deemed necessary by the board of directors when the company announces the incentive plan, excluding independent directors and supervisors.
2、 Distribution of restricted stock incentive plan
The incentive plan plans to grant a total of 3.4242 million shares to the incentive objects, accounting for about 2.89% of the company’s total share capital of 1184257 million shares at the time of announcement of the draft incentive plan.
Among them, the first type of restricted shares to be granted to the incentive object in the incentive plan is 684800 shares, accounting for 0.58% of the total capital stock of the company at the time of announcement of the draft incentive plan, and 20% of the total rights and interests to be granted in the incentive plan.
The second type of restricted shares to be granted to the incentive objects in the incentive plan is 2.7394 million shares, accounting for 2.31% of the total share capital of the company at the time of announcement of the draft incentive plan and 80% of the total equity to be granted in the incentive plan.
(I) class I restricted stock
The incentive plan intends to grant 684800 class I restricted shares to the incentive objects. The specific distribution is as follows:
The proportion of the number of class I restricted shares granted in this incentive program to the total number of (10000 shares) issued in the announcement number of the restricted stock plan and the proportion of the total daily share capital
1、 Directors and senior management
1 Zhao Chuanmiao, director of China 6.00 1.75% 0.05%
2 Peng Congming, director and deputy general manager of China 3.10 0.90% 0.03% Manager
3 Huang Lihua, CFO of China 1.34 0.39% 0.01%
4 Jiang Liqun, deputy general manager of China and Secretary of the board of directors
Subtotal 11.34 3.31% 0.10% II. Other incentive objects
57.15%, 16.69% and 0.48% (119 persons) of other personnel considered by the board of directors to need incentive
Total 68.48 20.00% 0.58%
Note: 1. The cumulative number of shares of the company granted by any of the above incentive objects through all the equity incentive plans within the validity period does not exceed 1% of the total share capital of the company. The total number of underlying shares involved in the incentive plan within the whole validity period of the company shall not exceed 20% of the total share capital of the company when the equity incentive plan is submitted to the general meeting of shareholders for deliberation. 2. The above incentive objects do not include independent directors, supervisors, shareholders who individually or jointly hold more than 5% of the shares of the company and the spouses, parents and children of the actual controller of the company. 3. The difference in mantissa between the sum of the above total data and each detailed number is caused by rounding.
(II) class II restricted stock
The incentive plan intends to grant 2.7394 million class II restricted shares to the incentive objects. The specific distribution is as follows:
Proportion of the number of restricted shares granted in the second category to the total number of votes (10000 shares) announced in the restricted stock plan and the proportion of the total daily share capital
1、 Directors and senior management
1 Zhao Chuanmiao, director of China 24.00 7.01% 0.20%
2 Peng Congming, director and deputy general manager of China 12.39 3.62% 0.10% Manager
3 Huang Lihua, CFO of China 5.36 1.57% 0.05%
4 Jiang Liqun, deputy general manager of China and Secretary of the board of directors 3.60 1.05% 0.03%
Subtotal 45.35 13.24% 0.38%
2、 Other incentive objects
228.58%, 66.76% and 1.93% (119 persons) of other personnel deemed to need incentive by the board of directors
Total 273.94 80.00% 2.31%
Note: 1. The cumulative number of shares of the company granted by any of the above incentive objects through all the equity incentive plans within the validity period does not exceed 1% of the total share capital of the company.
The total number of underlying shares involved in the incentive plan within the whole validity period of the company shall not exceed 20% of the total share capital of the company when the equity incentive plan is submitted to the general meeting of shareholders for deliberation. 2. The above incentive objects do not include independent directors, supervisors, shareholders who individually or jointly hold more than 5% of the shares of the company and the spouses, parents and children of the actual controller of the company. 3. The difference in mantissa between the sum of the above total data and each detailed number is caused by rounding. 3、 Other personnel that the board of directors deems necessary to be encouraged
Serial number name title
1 Peng Sheng is a middle-level manager and core technology (business) backbone
2. Li middle management, core technology (business) backbone
3. Liu middle management and core technology (business) backbone
4 middle managers, core technology (business) backbone
5 yellow standard middle managers and core technology (business) backbone
More than 6 Tang middle managers and core technology (business) backbone
7 pan Wen, middle management, core technology (business) backbone
Chapter 8 Jun middle management and core technology (business) backbone
9 pan Xing middle-level managers and core technology (business) backbone
10. Tang Jie is a middle-level manager and core technology (business) backbone
11 weeks middle management, core technology (business) backbone
12. Su willing middle managers and core technology (business) backbone
13 fu Bo middle managers and core technology (business) backbone
14 middle management and core technology (business) backbone
15 ma Xiang middle-level management and core technology (business) backbone
16. Liu new middle-level management and core technology (business) backbone
17 pan Xiang, middle-level manager, core technology (business) backbone
18 Han Qi middle managers and core technology (business) backbone
19 LV Feng, middle management, core technology (business) backbone
20 middle managers, core technology (business) backbone
21 pan Quan middle managers, core technology (business) backbone
22 Zhu Na, middle-level manager, core technology (business) backbone
23. Li middle management, core technology (business) backbone
24 middle managers, core technology (business) backbone
25 Guo middle management and core technology (business) backbone
26 hu Chun middle managers, core technology (business) backbone
27 Zhong Cong middle managers and core technology (business) backbone
28 Chen Qiang, middle-level manager and core technology (business) backbone
29 Jie middle managers, core technology (business) backbone
30. Chen middle management and core technology (business) backbone
Rao Wei is a middle-level manager and core technology (business) backbone
32. Xu middle management and core technology (business) backbone
33 Wu Huan, middle-level manager and core technology (business) backbone
34 Cai Hong, middle-level manager and core technology (business) backbone
35 song Mei middle managers and core technology (business) backbone
36 Peng Yan, middle management, core technology (business) backbone
37 middle management and core technology (business) backbone
38 Liu Yi, middle-level manager and core technology (business) backbone
39 pan light middle-level managers and core technology (business) backbone
40 Zhang pan middle managers, core technology (business) backbone
41 Wang Fu middle managers and core technology (business) backbone
42 Wei Shun middle managers and core technology (business) backbone
43 Lu long, middle-level manager and core technology (business) backbone
44 pan bin, middle management, core technology (business) backbone
45. Yang middle management and core technology (business) backbone
46 Deng middle management and core technology (business) backbone
47 middle management and core technology (business) backbone
48 middle managers, core technology (business) backbone
49 yuan middle management and core technology (business) backbone
50 Luo middle managers, core technology (business) backbone
51 Wu Yuan middle managers and core technology (business) backbone
fifty-two
