Securities code: 688228 securities abbreviation: Ucap Cloud Information Technology Co.Ltd(688228) Announcement No.: 2022-002 Ucap Cloud Information Technology Co.Ltd(688228)
Announcement on re employment of audit institutions in 2021
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of the announcement, and bear legal liabilities for the authenticity, accuracy and completeness of the contents according to law. Important content tips:
Name of accounting firm to be employed: Tianjian accounting firm (special general partnership)
1、 Basic information of the accounting firm to be employed
(i) Institutional information
1. Basic information
(1) Basic information of the firm
Firm name: Tianjian Certified Public Accountants (special general partnership)
Date of establishment: July 18, 2011. Have you ever engaged in securities service business
Statutory business of certified public accountants, securities and futures related business, H-share enterprise audit business, central enterprise audit shortlisted institutions, financial related audit business, audit qualification of super large state-owned enterprises, military secret related business consulting services, it audit business, tax agent and consulting, PCAOB registered firm FRC registered firms, etc
Registered address: 6 / F, 128 Xixi Road, Xihu District, Hangzhou, Zhejiang
(2) Basic information of the branch undertaking the business
Branch Name: Guangdong Branch of Tianjian Certified Public Accountants (special general partnership)
Date of establishment: December 9, 2011. Have you ever engaged in securities service business
Practice qualification: practice certificate issued by Guangdong Provincial Department of Finance (Certificate No.: 330000014401)
Registered address: 4 / F, No. 856 (A-2), East Huangpu Avenue, Huangpu District, Guangzhou, Guangdong
2. Personnel information
Chief partner Hu Shaoxian 203 partners
1859 Certified Public Accountants
Employees at the end of last year
More than 6000 employees
Type and quantity
737 certified public accountants have engaged in securities service business
3. Performance scale
The total business income is 3.06 billion yuan
Last year's business income audit business income was 2.72 billion yuan
The income from securities business is 1.88 billion yuan
511 annual reports
The total annual fee is 580 million yuan
Manufacturing, information transmission, software and information technology services, wholesale and retail, real estate, construction, power, heat, gas and water production, listed companies last year
(including a and B shares) year and supply industry, financial industry, transportation and storage, involving major industries and postal industry, culture, sports and entertainment industry, and rent report audit
Leasing and business services, water conservancy, environment and public facilities management, scientific research and technical services, agriculture, forestry, animal husbandry, fishery, mining, accommodation and catering, education, comprehensive services, etc
The average value of assets is about 10.28 billion yuan
4. Investor protection capability
Occupational risk fund and occupational insurance status investor protection ability
Accumulated occupational risk fund
The relevant occupational risk fund and occupational insurance with an amount of more than 100 million yuan have been withdrawn, which can bear the occupational insurance accumulated due to audit failure under normal legal environment
Civil liability of more than 100 million yuan
Limit of accrued compensation
5. Independence and integrity record
Tianjian Certified Public Accountants (special general partnership) does not violate the professional ethics of Chinese certified public accountants
The integrity records of the independence requirements in the code in recent three years are as follows:
Type 2018 2019 2020
No criminal punishment
Administrative penalty none none none
Administrative supervision measures 3 times, 5 times and 4 times
Self regulatory measures none
（2） Project member information
1. Basic information
Have you ever worked part-time? Name, qualification and experience of project team members
Information coupon service business
Registered in China since 2012, in Tianjian accounting
Project partner Tan LianWu is
The accounting firm is engaged in audit related work.
Registered in China since 2009, in Tianjian accounting
Quality control reviewer Zhu Zhongwei no yes
The accounting firm is engaged in audit related work.
Registered in China since 2012, in Tianjian accounting
Tan Lian Wushi
The accounting firm is engaged in audit related work.
Signature of the current period
Registered in China since 2012, in Tianjian accounting
Lin Yonghong Wushi
The accounting firm is engaged in audit related work.
2. The independence and integrity of the above-mentioned relevant personnel
The above personnel do not violate the independence requirements of the code of professional ethics for Chinese certified public accountants,
The integrity records in recent three years are as follows:
Type 2018 2019 2020
No criminal punishment
Administrative penalty none none none
Administrative supervision measures none
Self regulatory measures none
（3） Audit fees
The company's audit fee is finally determined through negotiation according to the company's business scale, complexity of accounting treatment and other factors, as well as the auditors required for the audit of the company's annual report, the workload invested and the charging standard of the firm.
Charge in 2020 and charge change in 2021 ＞ 20% explanation of reasons (10000 yuan) (10000 yuan)
Annual audit 62.0070.00——
Internal control audit - no internal control audit in 2020
The company was listed on the science and innovation board in 2020 and is in the construction period of internal control system. Therefore, the company did not issue the internal control audit report in 2020.
2、 Procedures to be performed by the accounting firm to be renewed
(i) Opinions of the audit committee of the board of directors
The audit committee of the board of directors of the company has fully understood and reviewed the professional competence, investor protection ability, independence and integrity of Tianjian Certified Public Accountants (special general partnership), and believes that it has the qualification to engage in securities business and the experience and ability to provide audit services for listed companies. During the period of providing audit services for the company, Adhere to the principle of independent audit, be diligent and responsible, objectively, fairly and fairly reflect the company's financial situation and operating results, and earnestly perform the responsibilities of the audit institution. The audit committee of the board of directors of the company unanimously agreed to submit the matter of re employment of Tianjian Certified Public Accountants (special general partnership) as the audit institution of the company in 2021 to the board of directors of the company for deliberation.
（2） Prior approval opinions and independent opinions of independent directors
Prior approval opinion of independent directors: Tianjian Certified Public Accountants (special general partnership) has the qualification to engage in securities business and the experience and ability to provide audit services for listed companies, can meet the audit requirements of the company and will not damage the interests of the company and all shareholders. In the audit of the company's 2020 financial report, Tianjian Certified Public Accountants (special general partnership) strictly abides by relevant national laws and regulations, provides high-quality audit services for the company independently, objectively and fairly, completes the company's audit tasks well, and has the ability and requirements to continue to provide annual audit services for the company. In conclusion, we agree to submit the proposal on the renewal of Tianjian Certified Public Accountants (special general partnership) as the audit institution of the company in 2021 to the board of directors for deliberation.
Independent opinions of independent directors: Tianjian Certified Public Accountants (special general partnership) has professional qualifications in Securities and futures related businesses, experience and ability to provide audit services for listed companies, and can meet the work needs of the company's 2021 financial report audit. The decision-making process of the company's reappointment of Tianjian Certified Public Accountants (special general partnership) as the company's audit institution in 2021 complies with the provisions of the company law, the securities law, the Listing Rules of shares on the science and Innovation Board of Shanghai Stock Exchange and the articles of association, and there is no situation that damages the interests of the company and all shareholders. In conclusion, we agree to renew the appointment of Tianjian Certified Public Accountants (special general partnership) as the audit institution of the company in 2021.
（3） Board of directors
