Xinjiang Tianfu Energy Co.Ltd(600509) : Xinjiang Tianfu Energy Co.Ltd(600509) announcement on the company’s regulatory measures or penalties taken by the securities regulatory authorities and the exchange in the past five years and the corresponding rectification

Securities code: Xinjiang Tianfu Energy Co.Ltd(600509) securities abbreviation: Xinjiang Tianfu Energy Co.Ltd(600509) Announcement No.: 2022-lin027 Xinjiang Tianfu Energy Co.Ltd(600509)

Announcement on the regulatory measures or penalties taken by the securities regulatory authorities and exchanges and the corresponding rectification of the company in the last five years

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The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.

Xinjiang Tianfu Energy Co.Ltd(600509) (hereinafter referred to as “the company”) has been committed to improving the corporate governance structure, establishing and improving the internal control system, standardizing the company’s operation and promoting the sustainable development of the company in strict accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China and the relevant provisions of the China Securities Regulatory Commission, Shanghai Stock Exchange and other regulatory authorities since its listing Stable and healthy development, and constantly improve the level of corporate governance. According to relevant requirements, the company’s regulatory measures or penalties taken by the securities regulatory authorities and the exchange in the past five years are hereby announced as follows:

1、 Punishment and rectification by securities regulatory authorities and exchanges in the past five years

In the last five years, the company has not been punished by the securities regulatory authorities and the exchange. 2、 Regulatory measures and rectification measures taken by securities regulatory authorities and exchanges in the past five years

In the last five years, the company has received a letter of regulatory concern. The relevant information is as follows:

On September 5, 2018, Xinjiang regulatory bureau of China Securities Regulatory Commission issued a letter of concern on the supervision of Xinjiang Tianfu Energy Co.Ltd(600509) on-site inspection (“Xin Jian Zheng Han [2018] No. 238”, hereinafter referred to as the “letter of concern”) to the company, proposing that the purpose of the “16 Tianfu 01” bond prospectus is “supplementary working capital”, which was announced in March 2016

From June 18 to 21, the company used 547.4 million yuan in the special account for raised funds to repay bank loans, which had the problem of “non-standard use of raised funds”.

The company attaches great importance to the above problems, and organizes the directors, supervisors, senior executives, financial personnel, principals and financial personnel of holding subsidiaries to discuss the problems raised in the letter of concern one by one, analyze the causes of the problems, study the rectification and corrective measures, improve the control management system, formulate the rectification work plan and organize the implementation. On September 14, 2018, the company submitted the rectification report on the company’s on-site inspection problems to Xinjiang regulatory bureau.

In addition to the above matters, the company has not been punished or supervised by the securities regulatory authorities and exchanges in the past five years.

It is hereby announced.

Xinjiang Tianfu Energy Co.Ltd(600509) board of directors February 28, 2022

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