Securities code: Zoje Resources Investment Co.Ltd(002021) securities abbreviation: Zoje Resources Investment Co.Ltd(002021) Announcement No.: 2022011 Zoje Resources Investment Co.Ltd(002021)
Pre disclosure announcement on the share reduction plan of shareholders holding more than 5%
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Special tips:
Southwest Securities Co.Ltd(600369) holds 37000000 shares of Zoje Resources Investment Co.Ltd(002021) (hereinafter referred to as “the company”) (accounting for 5.38% of the total share capital of the company and the third largest shareholder of the company). It is planned to reduce the shares of the company by means of centralized bidding within 3 months after 15 trading days from the date of this announcement, and the number of shares reduced shall not exceed 6878100, That is, the reduction ratio shall not exceed 1% of the total share capital of the company.
On February 28, 2022, the company received the notification letter on reducing Zoje Resources Investment Co.Ltd(002021) shares sent to the company by the shareholder Southwest Securities Co.Ltd(600369) (hereinafter referred to as ” Southwest Securities Co.Ltd(600369) “) holding more than 5%. The relevant information is hereby announced as follows:
1、 Basic information of shareholders
(I) name of shareholder: Southwest Securities Co.Ltd(600369)
(II) Shareholding of shareholders: as of the date of this announcement, Southwest Securities Co.Ltd(600369) holds 37000000 shares of the company, accounting for 5.38% of the total share capital of the company.
2、 Main contents of this reduction plan
(I) share reduction plan
1. The reason for the proposed reduction: its own business needs
2. Source of shares: shares transferred by judicial ruling
3. Reduction method: centralized bidding transaction method
4. Number and proportion of shares to be reduced: the proposed reduction shall not exceed 6878100 shares, that is, the reduction proportion shall not exceed 1% of the total share capital of the company.
5. Reduction period: it shall be implemented within 3 months after 15 trading days from the date of announcement of the reduction plan
6. Reduction price: determined according to the market price at the time of reduction
(II) commitments and performance of shareholders
As of the disclosure date of this announcement, Southwest Securities Co.Ltd(600369) there is no situation in which commitments should be fulfilled or not fulfilled.
3、 Relevant risk tips
1. The implementation of the share reduction plan is uncertain, and Southwest Securities Co.Ltd(600369) will decide whether to implement the share reduction plan according to the market situation and the company’s share price.
2. Since the shareholding ratio of the company’s second largest shareholder is 6.18%, the implementation of this reduction plan may lead to changes in the controlling shareholder and actual controller of the company. At that time, the company will review and disclose information in strict accordance with laws and regulations, stock listing rules of Shenzhen Stock Exchange and other provisions.
At the same time, the implementation of this reduction plan will not affect the independence of the company’s assets, finance and business, and will not affect the corporate governance structure and sustainable operation.
3. The company will continue to pay attention to the progress of the reduction of shares held by the above shareholders, and timely fulfill the obligation of information disclosure in accordance with relevant regulations.
4. The designated information disclosure media of the company are securities times, China Securities News, Shanghai Securities News, securities daily and cninfo（ http://www.cn.info.com.cn. ）, all information of the company is subject to the information disclosed in the above designated media and websites. Please pay attention to the investment risks. 4、 Documents for future reference
1. Notification letter on reducing Zoje Resources Investment Co.Ltd(002021) shares.
It is hereby announced.
Zoje Resources Investment Co.Ltd(002021) board of directors March 1, 2022
