In one day, there were two negatives, which made Northeast Securities Co.Ltd(000686) without any sense of existence suddenly remembered by shareholders’ friends
During the trading time on December 29, some users reported that the trading system was down for 40 minutes during the opening period of Northeast Securities Co.Ltd(000686) . According to relevant regulations, the downtime of the real-time trading system for more than 30 minutes is a major accident.
The problem of downtime here has just been solved. On the 29th, Northeast Securities Co.Ltd(000686) announced that its subsidiary Bohai Rongxing (Shanghai) Trading Co., Ltd. (hereinafter referred to as Bohai Rongxing) had received the notice of filing a case issued by the China Securities Regulatory Commission on suspicion of manipulating futures contracts.
Bohai Rongxing was filed
On the evening of December 29, Northeast Securities Co.Ltd(000686) announced that the company received a report from its holding subsidiary Bohai Futures Co., Ltd. on December 28, and Bohai Rongxing (Shanghai) Trading Co., Ltd., a wholly-owned subsidiary of Bohai futures, received the notice of filing issued by the China Securities Regulatory Commission (zjlz No. 0062021047), because Bohai Rongxing was suspected of manipulating futures contracts, The CSRC decided to file a case against him.
Northeast Securities Co.Ltd(000686) said that the company will urge Bohai futures and Bohai Rongxing to fully cooperate with the relevant investigation work of the CSRC, pay attention to the progress of regulatory investigation, and perform the obligation of information disclosure in strict accordance with relevant regulations.
Although it is not clear why Bohai Rongxing was filed, many netizens broke the news that some netizens were pulled into wechat groups and live broadcasting rooms in Bohai futures to follow the teacher.
Bohai futures revenue fell by more than half in 2021
drag Northeast Securities Co.Ltd(000686)
Although holding the equity of two public funds, Oriental fund and Yinhua Fund, Northeast Securities Co.Ltd(000686) has bucked the trend in revenue in recent years.
2020 is known as the “great year of the securities industry” (according to the statistics of China Securities Association, the operating revenue of 138 securities companies increased by 24.41% year-on-year), while the operating revenue of Northeast Securities Co.Ltd(000686) decreased by 17.06% year-on-year.
In the 2020 annual report, Northeast Securities Co.Ltd(000686) attributed the decline in operating revenue to the impact of futures subsidiaries.
In the first half of 2021, stimulated by the market structure, the performance of securities companies in the first half of this year was generally bright, while Northeast Securities Co.Ltd(000686) was out of tune again, and the operating revenue decreased by 20.71% year-on-year.
In view of the decline in operating income, Northeast Securities Co.Ltd(000686) gave the reason that “due to the decrease in spot business of futures subsidiaries, other business income decreased year-on-year”.
The “futures subsidiary” mentioned above is Bohai futures. Since the company started spot trading business in 2017, the resulting other business income has maintained a large proportion in Northeast Securities Co.Ltd(000686) total operating income. In 2020, other business income accounted for 31.29% of the total operating income of Northeast Securities Co.Ltd(000686) and 25.05% in the first half of 2021.
In the first half of 2021, Bohai futures realized an operating revenue of 786 million yuan, a year-on-year decrease of 51.04%; The net profit turned losses into profits and achieved a result of 22.81 million yuan, a year-on-year increase of 158.07%.
From 2018 to 2020, Northeast Securities Co.Ltd(000686) declined in terms of total assets, net assets, operating income and other indicators. According to the classification results of securities companies in 2021 released by the CSRC, Northeast Securities Co.Ltd(000686) rating has also been reduced to BBB from a level in 2020.
Northeast Securities Co.Ltd(000686) broke
go to hot search
On the morning of the 29th, # Northeast Securities Co.Ltd(000686) collapsed and # briefly boarded the microblog for hot search.
It is understood that Northeast Securities Co.Ltd(000686) the trading system went down during the opening session today. Some users reported that they could not log in normally from 9:30 to 10:00 after the opening in the morning. Even if they switched mobile app, computer and other external access ports, they could not log in normally.
Even if the user switches to Northeast Securities Co.Ltd(000686) rongetong computer, it is still in the state of “account login failure” and cannot log in and trade. If you only want to browse the market and information, users need to choose the independent market mode.
Netizens left hot messages on investment forums such as the stock bar, saying that Northeast Securities Co.Ltd(000686) app’s downtime today affected their own investment transactions, and the customer service staff could not be contacted when the phone exploded.
Northeast Securities Co.Ltd(000686) response: the system has been restored and will actively communicate with customers
Later in the afternoon of December 29, Northeast Securities Co.Ltd(000686) responded that some functions of the company’s trading system had a short-term failure in the morning of December 29. The failure was eliminated at about 10:13 a.m. and the system returned to normal. After the failure, Northeast Securities Co.Ltd(000686) quickly started the emergency plan and actively did a good job in customer communication.
According to the measures for the reporting, investigation and handling of network security incidents in the securities and Futures Industry issued by the CSRC on June 4, 2021, the centralized bidding trading system of securities and futures trading places and the market system that should be published in real time according to law belong to five system categories; Real time trading systems other than centralized bidding trading systems belong to four types of systems.
At present, it is not clear whether the downtime of Northeast Securities Co.Ltd(000686) includes the centralized bidding time period. At present, the time period reflected by netizens is mainly the first hour after the concentration.
If only the real-time trading system is down, that is, the service capacity of the four types of systems is seriously abnormal and the failure duration is more than 30 minutes, it is a major event; Category IV system service capacity is seriously abnormal and the fault duration is more than 10 minutes, which is a major event.
In 2018, China Greatwall Securities Co.Ltd(002939) was issued a warning letter because the centralized trading system was partially interrupted for 10 minutes and reached the standard of major information security events.
(China Fund News)
