Shaanxi Sirui New Material Co., Ltd
Initial public offering and listing on the science and Innovation Board
Announcement on online issuance and subscription and winning rate
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
The application of Shaanxi Sri new materials Co., Ltd. (hereinafter referred to as "Sri new materials", "issuer" or "company") for the initial public offering of RMB common shares (A shares) (hereinafter referred to as "this offering") has been examined and approved by the stock listing committee of the science and Innovation Board of Shanghai Stock Exchange, It has been approved to register by China Securities Regulatory Commission (hereinafter referred to as "CSRC") (zjxk [2022] No. 162). This issuance adopts directional placement to strategic investors (hereinafter referred to as "strategic placement") Offline inquiry placement to qualified offline investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts market value in Shanghai market (hereinafter referred to as "online issuance").
The issuer and the recommendation institution (lead underwriter) Haitong Securities Company Limited(600837) (hereinafter referred to as " Haitong Securities Company Limited(600837) " and "recommendation institution (lead underwriter)") negotiated and determined that the number of shares issued this time was 40.01 million shares. The initial strategic placement is expected to issue 6.015 million shares, accounting for 15% of the total number of shares issued this time. The subscription funds promised by the strategic investors have been remitted to the bank account designated by the sponsor (lead underwriter) within the specified time. The final strategic placement of this issuance is 5418524 shares, accounting for 13.54% of the total issuance. The difference between the initial strategic placement and the final strategic placement of 582976 shares is transferred back to the offline issuance.
After the adjustment of the strategic placement and before the launch of the online and offline call back mechanism, the number of offline shares issued was 27789976, accounting for 80.34% of the number issued after deducting the final strategic placement; The number of shares issued online was 6.815 million, accounting for 19.66% of the number issued after deducting the final strategic placement. The total quantity of final offline and online issuance is the total quantity of this issuance minus the final strategic placement quantity. The final online issuance quantity and the final offline issuance quantity will be determined according to the call back situation.
Sri new material initially issued 6.815 million A-Shares of "Sri new material" through the online pricing of the trading system of Shanghai Stock Exchange on March 7, 2022 (t day).
And timely fulfill the payment obligation on March 9, 2022 (T + 2):
1. The offline allocated investors shall, according to the announcement on the offline preliminary placement results and online winning results of initial public offering of shares by Shaanxi Sirui new materials Co., Ltd. and listing on the science and Innovation Board (hereinafter referred to as the "announcement on offline preliminary placement results and online winning results"), according to the finally determined issuance price and allocated quantity, Pay the new share subscription fund and the corresponding new share placement Commission in full and on time before 16:00 on March 9, 2022 (T + 2). Offline investors are allocated multiple new shares every day. Please pay for each new share separately. In the case of multiple new shares allocated on the same day, if only one total amount is remitted, the consolidated payment will lead to the failure of accounting, and the resulting consequences shall be borne by the investors themselves.
After the online investors win the subscription of new shares, they shall fulfill the obligation of capital settlement according to the announcement of offline preliminary placement results and online winning results, so as to ensure that their capital account will have sufficient new share subscription funds on March 9 (T + 2) 2022. The transfer of investors' funds shall comply with the relevant provisions of the securities company where the investors are located. The shares that offline and online investors give up to subscribe for are underwritten by the sponsor (lead underwriter).
2. In this offline offering, securities investment funds and other partial share asset management products (hereinafter referred to as "public offering products"), National Social Security Fund (hereinafter referred to as "social security fund"), basic endowment insurance fund (hereinafter referred to as "pension") established by public offering Among the enterprise annuity fund (hereinafter referred to as "enterprise annuity fund") established in accordance with the measures for the administration of enterprise annuity fund, insurance funds (hereinafter referred to as "insurance funds") in accordance with the measures for the administration of the use of insurance funds and other relevant provisions, and qualified foreign institutional investors, 10% of the final allocated accounts (rounded up), It shall promise that the restricted period of the shares to be placed this time is 6 months from the date of the issuer's initial public offering and listing. The sales restriction period will be determined by lottery after offline investors complete their payment. The lottery number in the online lower limit sale period will be allocated according to the placing object, and each placing object will be allocated a number. Once offline investors quote, they will be deemed to accept the online lower limit selling period arrangement of this offering.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings after deducting the final strategic placement, the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investors with valid quotation fail to participate in the subscription or obtain the preliminary placement, and the offline investors fail to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. If online investors fail to pay in full after winning the lottery three times in a row within 12 months, they shall not participate in the subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day when CSDCC Shanghai branch receives the purchase abandonment declaration. The number of times of giving up subscription shall be calculated according to the number of times of investors actually giving up subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds.
1、 Online subscription and initial winning rate of online issuance
According to the data provided by the Shanghai Stock Exchange, the number of valid subscription accounts for this online offering is 5044683, and the number of valid subscription shares is 302294500. The initial winning rate of online issuance was Lianhe Chemical Technology Co.Ltd(002250) 517%. The total number of allotments is 60443890, and the number range is 1000000000 - 100060443889.
2、 Implementation of callback mechanism, issuance structure and final winning rate of online issuance
According to the callback mechanism announced in the announcement on the initial public offering and listing of Shaanxi Sirui new materials Co., Ltd. on the science and innovation board, since the initial effective subscription multiple of this online offering is 444342 times, more than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism to adjust the scale of offline and online issuance, 3.4595 million shares were transferred back from offline to online. After the callback mechanism was launched, the final number of shares issued offline was 2433047600, accounting for 70.34% of the number issued after deducting the number of strategic placements, and the final number of shares issued online was 10261000, accounting for 29.66% of the number issued after deducting the number of strategic placements.
After the callback mechanism was launched, the final winning rate of online issuance was 003395215%.
3、 Online lottery
The issuer and the recommendation institution (lead underwriter) will draw lots for online subscription of this offering at Haitang hall, conference room on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong, Shanghai on the morning of March 8 (T + 1), 2022, and will be published in Shanghai Securities News, China Securities News and The "Securities Times" and "Securities Daily" published the results of online lottery.
Issuer: sponsor (lead underwriter) of Shaanxi Sri new materials Co., Ltd.: Haitong Securities Company Limited(600837) March 8, 2022 (no text on this page, which is the announcement on the application and winning rate of Shaanxi Sri new materials Co., Ltd. for initial public offering of shares and online listing on the science and Innovation Board) (seal page)
Issuer: Shaanxi Sirui New Material Co., Ltd. (this page has no text, which is the seal page of the announcement on the initial public offering, subscription and winning rate of Shaanxi Sirui New Material Co., Ltd. and its online listing on the science and Innovation Board)
Sponsor (lead underwriter): Haitong Securities Company Limited(600837) mm / DD / yyyy
