On December 28, the Sixth General Meeting of Liaoning Securities Association was held in Shenyang. Zhang Guangrong, member of the Party committee and deputy director of Liaoning Securities Regulatory Bureau, attended the meeting and delivered a speech. Relevant principals of Liaoning provincial local financial supervision and Administration Bureau and social organization administration bureau of Liaoning Provincial Department of civil affairs were invited to attend the meeting.
Zhang Guangrong pointed out that in the past four years, the scale of the securities market in Liaoning has been expanding, the ability to serve the real economy has been strengthened, and the transformation trend of wealth management is obvious. All securities operating institutions should recognize the situation, meet the challenges, firmly implement the new development concept, find the correct positioning and improve the position in building a new development pattern, make more efforts in “characteristics, strengths, expertise and high-quality products”, effectively improve their professional ability and service level, and make greater contributions to the development of the capital market under their jurisdiction.
Zhang Guangrong stressed the need to raise awareness and promote the high-quality development of the industry. In recent years, the strength of securities operating institutions under the jurisdiction of Liaoning has been greatly enhanced, the compliance risk control level has been continuously improved, the business types and varieties have been gradually enriched, and the overall image of the industry has been significantly improved. All securities operating institutions should adhere to returning to their roots, optimizing structure and market orientation, closely follow the pace of reform and development of the capital market, improve professional ability and efficiency around their main business, make greater efforts to be professional, excellent, refined and strong, integrate the compliance, integrity, professional and stable industry culture into their daily operations, and continue to promote the high-quality development of the industry, Take on the historical mission of promoting the development of the capital market.
Zhang Guangrong pointed out that we should improve our ability to serve the real economy and play an active role in promoting the all-round revitalization of Northeast China. The development of the securities industry should focus on serving the real economy, serving scientific and technological innovation, and helping to smooth the high-level cycle of science and technology, capital and the real economy. All securities operating institutions should understand the wealth management needs of entity enterprises and residents, based on the actual situation of their jurisdiction, play a role in enterprise listing, M & A and bond financing, constantly improve the ability of the capital market to serve the revitalization of Liaoning, and support the overall revitalization of Northeast China.
Zhang Guangrong stressed that we should strictly abide by the bottom line of compliant operation and protect the legitimate rights and interests of investors. The industry must always put compliance risk control in a more prominent position, continue to strengthen risk control ability and compliance awareness, practice the concept of “compliance creates value”, adhere to steady and compliant operation as the guide, and consolidate the foundation of sustainable development. While adhering to the compliant operation, we should pay more attention to the protection of the legitimate rights and interests of investors and strictly implement the main responsibility of investor suitability management.
Zhang Guangrong pointed out that we should strengthen the guidance of Party building and actively give full play to the functions of the association. Liaoning Securities Association should play the role of bridge link and staff assistant, find out the responsibility and positioning in promoting the high-quality development of the industry, and actively play a role. In terms of industry culture construction, strive to improve industry cohesion, maintain good business ecology of the industry, pool industry wisdom, and jointly make new contributions to Liaoning’s industrial transformation and upgrading and high-quality economic and social development.
The conference heard the report on the work and financial situation of the Fifth Council of Liaoning Securities Association, and voted to adopt the articles of association of Liaoning Securities Association and other relevant documents. The Sixth Council and board of supervisors of the association were elected at the meeting, Gf Securities Co.Ltd(000776) Liaoning branch and other 45 member units were elected as members of the Sixth Council of the association, and Zhongtian securities and other three member units were elected as members of the sixth board of supervisors of the association.
During the conference, the first meetings of the Sixth Council and the board of supervisors of Liaoning Securities Association were held respectively, and the president, the supervisor general, the Secretary General and the vice president unit were elected.
(China Securities Journal · China Securities Network)
