Assurance report on the deposit and use of raised funds in Henan Qingshuiyuan Technology Co.Ltd(300437) 2021
Zhitong Certified Public Accountants (special general partnership)
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Assurance report on the deposit and use of raised funds in Henan Qingshuiyuan Technology Co.Ltd(300437) 2021
Henan Qingshuiyuan Technology Co.Ltd(300437) 2021 raised funds 1-3
Special report on storage and actual use
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About Henan Qingshuiyuan Technology Co.Ltd(300437)
Deposit and actual use of raised funds in 2021
Assurance Report
Zhi Tong Zhi Zi (2022) No. 410a001383 Henan Qingshuiyuan Technology Co.Ltd(300437) all shareholders:
We are entrusted to carry out reasonable assurance on the attached Henan Qingshuiyuan Technology Co.Ltd(300437) (hereinafter referred to as Henan Qingshuiyuan Technology Co.Ltd(300437) company) special report on the deposit and actual use of raised funds in 2021 (hereinafter referred to as "special report").
The 2021 special report shall be prepared in accordance with the requirements of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) and the guidelines for the self discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of gem listed companies (2022), so as to ensure that its contents are true, accurate and complete without false records Misleading statements or major omissions are the responsibility of the board of directors of Henan Qingshuiyuan Technology Co.Ltd(300437) company. Our responsibility is to express assurance opinions on the 2021 special report prepared by the board of directors of Henan Qingshuiyuan Technology Co.Ltd(300437) company on the basis of implementation of assurance work.
We plan and implement the assurance work in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 - assurance business other than audit or review of historical financial information, so as to obtain reasonable assurance about whether there is no material misstatement in the 2021 special report. We have inquired about and verified the actual work of the company, including the implementation of and so on. We believe that our assurance work provides a reasonable basis for issuing assurance opinions.
After review, we believe that, The 2021 special report prepared by the board of directors of Henan Qingshuiyuan Technology Co.Ltd(300437) company complies with the relevant provisions of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022), the guidelines for the self discipline supervision of listed companies on Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM (2022) and the relevant format guidelines, And truthfully reflected the deposit and actual use of the raised funds of Henan Qingshuiyuan Technology Co.Ltd(300437) company in 2021 in all major aspects.
Henan Qingshuiyuan Technology Co.Ltd(300437)
Comparison between the deposit and actual use of raised funds in 2021
Special report
In accordance with the relevant provisions of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) and the guidelines for the self discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM (2022), the deposit and use of raised funds of the company in 2021 are described as follows:
1、 Basic information of raised funds
(I) actual amount of funds raised and time of funds in place
With the approval of zjxk [2019] No. 313 document of China Securities Regulatory Commission and the consent of Shenzhen Stock Exchange, the company publicly issued convertible corporate bonds by the lead underwriter Central China Securities Co.Ltd(601375) on June 19, 2019. The total amount of convertible bonds issued this time is 490 million yuan, with a face value of 1 million yuan each, a total of 4.9 million pieces, which are issued at face value. As of June 25, 2019, the company has raised a total of RMB 4900000000, deducting the issuance expenses of RMB 955318335, and the net amount of raised funds is RMB 48044681665.
The above net raised funds have been verified by Dahua Certified Public Accountants (special general partnership) Dahua Yan Zi [2019] No. 000259 capital verification report.
(II) amount used in previous years, amount used in current year and current balance.
1. Amount used in previous years
As of December 31, 2020, the company has invested 25635648531 yuan in the projects with raised funds (including Shanghai Pudong Development Bank Co.Ltd(600000) 0000 yuan for the projects with raised funds to supplement working capital), and 14000000000 yuan for the temporary supplement of working capital, The balance of raised funds is 9164579630 yuan (including 279597946 yuan of income from the purchase of financial products, 443206319 yuan of interest income, 736104 yuan of handling charge and 361840000 yuan of issuance fee).
2. Amount used and current balance in the current year
In 2021, the use of the raised funds of the company is as follows:
As of December 31, 2021, the company has used a total of 25635648531 yuan of raised funds in previous years (including Shanghai Pudong Development Bank Co.Ltd(600000) 0000 yuan of raised funds for permanent replenishment of working capital), 820118846 yuan of directly invested projects in this year, 15054968443 yuan of permanently replenished working capital, and 48891735820 yuan of accumulated replenished working capital and directly invested projects in this year, The balance of raised funds is 0.00 yuan. (during the period from the transfer of the raised funds to the special account to the cancellation of the account, the accumulated income from the purchase of financial products by the raised funds is 279597946 yuan, the accumulated interest income of the raised funds is 535738461 yuan, the accumulated handling fee paid by the raised funds is 1760587 yuan, and the issuance fee is 361840000 yuan).
2、 Deposit and management of raised funds
(I) management of raised funds
In order to regulate the management and use of the raised funds and protect the rights and interests of investors, the company, in accordance with the provisions of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of the raised funds of listed companies (revised in 2022) and the guidelines for the self discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of companies listed on GEM (2022), In combination with the actual situation of the company, the management system of Henan Qingshuiyuan Technology Co.Ltd(300437) raised funds (hereinafter referred to as the management system) is formulated. The management system was deliberated and adopted at the sixth meeting of the third session of the board of directors of the company on August 17, 2016.
According to the management system and in combination with the business needs, the company implements a special account for the raised funds, establishes a special account for the use of the raised funds in the bank, and signs the tripartite supervision agreement for the raised funds and the quadripartite supervision agreement for the raised funds with the deposit bank and the sponsor to strictly approve the use of the raised funds, so as to ensure the special use of the raised funds. As of December 31, 2021, the company has deposited and used the raised funds in strict accordance with the provisions of the tripartite supervision agreement on raised funds and the quadripartite supervision agreement on raised funds.
(II) storage of raised funds in special account
As of December 31, 2021, the specific deposit of raised funds (unit: RMB) is as follows:
Deposit bank account number account category storage balance remarks
China Merchants Bank Co.Ltd(600036) Zheng 371902618710702 special account No. 0.00 cancel the business department of Zhouzhou branch
China China Minsheng Banking Corp.Ltd(600016) Co., Ltd. 631162972 special account No. 0.00 cancellation of Zhengzhou Weisan road sub branch
China Citic Bank Corporation Limited(601998) Zheng 8111101012100979418 special account No. 0.00 cancel zhouhanghai road sub branch
Bank Of China Limited(601988) Ji 249466552790 special account 0.00 cancel yuanyuguang sub branch
Cancellation of Account No. 101005600 of Zhongyuan Jiyuan Bank Co., Ltd
Total 0.00
3、 Actual use of raised funds this year
The actual use of the raised funds in this year is detailed in Annex 1: comparison table of the use of the raised funds.
4、 Change the use of funds for investment projects with raised funds
The company does not change the use of funds for investment projects with raised funds.
5、 External transfer or replacement of the investment project of the previously raised funds
The company does not have any external transfer or replacement of the investment projects of the previously raised funds.
6、 Problems in the use and disclosure of raised funds
In 2021, the company has timely, truthful and accurate in accordance with the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (revised in 2022), the guidelines for the self discipline supervision of listed companies on Shenzhen Stock Exchange No. 2 - standardized operation of GEM listed companies (2022) and the relevant provisions of the company's management system for the use of raised funds Fully disclose the deposit and use of raised funds.
enclosure:
Comparison table of use of raised funds
Henan Qingshuiyuan Technology Co.Ltd(300437) board of directors March 7, 2022 Schedule 1:
Comparison table of use of raised funds in 2021
The total amount of raised funds is 48044681665, and the total amount of raised funds invested in this year is 820118846
Total amount of raised funds with changed purposes during the reporting period
The cumulative total amount of raised funds with changed purposes has been invested in the total amount of raised funds 33836767377 the proportion of the total amount of raised funds with changed purposes
Whether the project has been changed, the total investment of the current year after the adjustment of the investment commitment of the raised funds of the project has reached the end of the period, and the cumulative investment progress as of the end of the period (%). Whether the project has reached the pre project feasibility in the current year. The total investment amount of the committed investment project (including some changes) (2) (3) = (2) / (1) Determine whether the benefits of the available state are heavier (1)
