China audit Zhonghuan certified public accountants LLP Yunnan Yatai branch (special general partnership) Yunnan Asia Pacific branch Mazars certified public accountants LLP
Verification report on the investment project of raised funds invested in advance by Yunnan Wenshan Aluminum Co., Ltd. with self raised funds
Zhonghuan zhuanzi (2021) No. 1610008
catalogue
The starting page is the assurance report 1-2 of the report on the investment projects invested by self raised funds in advance
Report on investment projects invested with raised funds in advance with self raised funds 3-4
About advance investment of Yunnan Wenshan Aluminum Co., Ltd. with self raised funds
Verification report on the investment project of raised funds
Zhonghuan zhuanzi (2021) No. 1610008 Yunnan Aluminium Co.Ltd(000807) board of directors:
We accept the entrustment, As of December 22, 2021, Yunnan Wenshan Aluminum Co., Ltd. (hereinafter referred to as “Yunnan Aluminum Wenshan”), a subsidiary of Yunnan Aluminium Co.Ltd(000807) (hereinafter referred to as ” Yunnan Aluminium Co.Ltd(000807) “), has invested the raised capital investment projects contained in the Yunnan Aluminium Co.Ltd(000807) 2020 plan for raising funds by non-public offering of shares signed on September 29, 2020 in advance with self raised funds (hereinafter referred to as “Yunnan Aluminum Wenshan”) The assurance work has been carried out in the report on the investment projects with raised funds (hereinafter referred to as the report on the investment projects with raised funds in advance with self raised funds).
In accordance with the relevant requirements of the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange issued by Shenzhen Stock Exchange, prepare the report on the investment projects invested with raised funds in advance with self raised funds, and ensure that its contents are true, accurate and complete without false records, misleading statements or major omissions, and provide true, legal and Complete physical evidence, original written materials, duplicate materials, oral testimony and other evidence we deem necessary are the responsibility of the Yunnan Aluminium Co.Ltd(000807) board of directors. Our responsibility is to express assurance opinions on the report on the investment projects invested with raised funds in advance with self raised funds on the basis of the implementation of assurance work.
We have carried out the assurance work in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 – assurance business other than audit or review of historical financial information, which requires us to abide by the code of professional ethics for Chinese certified public accountants, plan and perform the assurance work, To obtain reasonable assurance as to whether there is no material misstatement in the report on the investment projects invested with raised funds in advance with self raised funds. In the assurance process, we implement understanding, inquiry, inspection, recalculation and work procedures that we deem necessary. We believe that our assurance work provides a reasonable basis for giving assurance opinions.
We believe that the above report on the investment projects invested with raised funds in advance with self raised funds has been prepared in accordance with the relevant requirements of the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange issued by Shenzhen Stock Exchange, which truthfully reflects Yunnan Aluminium Co.Ltd(000807) and Yunnan Aluminum Wenshan’s investment projects invested with raised funds in advance with self raised funds in all major aspects.
This assurance report is only for Yunnan Aluminium Co.Ltd(000807) and Yunnan Aluminum Wenshan’s reference purpose of replacing the self raised funds invested in the raised funds investment project in advance with the raised funds, and shall not be used for any other purpose.
Zhongshen Zhonghuan Certified Public Accountants (special general partnership) Chinese Certified Public Accountants:
Yang manhui
Chinese certified public accountant:
Yang Yanling
Wuhan, China December 24, 2021
Yunnan Aluminium Co.Ltd(000807)
Report on investment projects invested with raised funds in advance with self raised funds
1、 Raised funds
According to the reply on approving Yunnan Aluminium Co.Ltd(000807) non-public development of shares (zjxk [2021] No. 3086) issued by China Securities Regulatory Commission on, Yunnan Aluminium Co.Ltd(000807) (hereinafter referred to as “the company”) ）Approved non-public offering of no more than 938461966 new shares. As of December 3, 2021, the non-public issuance of RMB ordinary shares has been completed. The issuance price per share is RMB 8.83. The share funds are fully paid in RMB. The total amount of raised funds is RMB 2999996.67. After deducting the underwriting and recommendation fees, issuance registration fees and other transaction expenses, which are RMB 24414953.61, The net raised funds totaled 2975585043.06 yuan. The above funds were in place on December 3, 2021, which was verified by PwC Zhongtian Certified Public Accountants (special general partnership) and issued PwC Zhongtian Yan Zi (2021) No. 1186 capital verification report.
2、 Investment projects invested with raised funds in advance with self raised funds
According to the Yunnan Aluminium Co.Ltd(000807) 2020 non-public offering stock plan (hereinafter referred to as the “non-public offering plan”) signed on September 29, 2020, the company plans to use the raised funds for the following aspects:
(unit: RMB 10000)
No. project name total project construction investment is planned to be invested with raised funds
Yunnan Wenshan Aluminum Co., Ltd. green low carbon hydropower aluminum
1. Material integration project 443302210000
2. Supplementary working capital and repayment of bank loans 9000090000
Total 533302300000
According to the stock plan of non-public development banks, if the actual net amount of funds raised from this non-public offering is less than the total amount of funds to be invested in the above projects, the insufficient part shall be solved by the company through self financing or other means. Before the funds raised in this offering are in place, the company can invest in advance with self raised funds according to the project progress, and replace them in accordance with the provisions of relevant laws and regulations after the funds raised are in place.
As of December 22, 2021, the company has invested RMB 2714229608.51 in the above-mentioned investment projects with self raised funds in advance. It is proposed to use the raised funds to replace RMB 736256012.70 invested after September 29, 2020. The specific application is as follows:
(unit: RMB 10000)
As of December 2021
Project Name: commitment to raise funds by raising funds in advance based on the total investment of the proposed replacement raised number as of January 22
1 green low-carbon hydropower aluminum material integration project of Yunnan Wenshan Aluminum Co., Ltd. 210000.00271422.9673625.60 2 supplementary working capital and bank loan repayment project 90000.00
Total 300000.00271422.9673625.60
The board of directors of the company believes that the company has prepared this report in accordance with the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange and other relevant requirements issued by Shenzhen Stock Exchange. The relevant information disclosed truly, accurately and completely reflects the situation of the company’s pre investment of raised funds in investment projects with self raised funds as of December 22, 2021.
Yunnan Aluminium Co.Ltd(000807) board of directors
December 24, 2001
