Guangzhou Pingao Software Co., Ltd
Initial public offering and listing on the science and Innovation Board
Announcement of offline preliminary placement results and online Winning Results
Sponsor (lead underwriter):
hot tip
The application of Guangzhou Pingao Software Co., Ltd. (hereinafter referred to as "Pingao", "issuer" or "company") for the initial public offering of no more than 28263819 ordinary shares (A shares) (hereinafter referred to as "this offering") has been examined and approved by the members of the stock listing Committee of the science and Innovation Board of Shanghai Stock Exchange and has been approved by the China Securities Regulatory Commission (hereinafter referred to as "CSRC") agrees to register in the document of zjxk [2021] No. 3592.
This issuance adopts directional placement to strategic investors (hereinafter referred to as "strategic placement"), offline inquiry placement to qualified offline investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding the market value of non restricted A-Shares and non restricted depositary receipts in Shanghai market (hereinafter referred to as "online issuance") ）Combined.
The issuer and Minsheng Securities Co., Ltd. (hereinafter referred to as "Minsheng securities" and "sponsor") (the lead underwriter)) negotiated and determined that the number of shares to be issued this time is 28263819 shares, of which the expected number of shares to be issued in the initial strategic placement is 4239572 shares, accounting for 15.00% of the total number of shares to be issued this time. The subscription funds promised by the strategic investors and the brokerage commission for the placement of new shares have been remitted to the sponsor within the specified time In the bank account designated by (the lead underwriter), the final strategic placement of this issuance is 2203645 shares, accounting for 7.80% of the total issuance. The difference between the initial strategic placement and the final strategic placement is 2035927 shares, which are transferred back to offline issuance.
After the adjustment of strategic placement and before the launch of online and offline call back mechanism, the number of offline issuance was 188531740 shares, accounting for 72.34% of the number issued after deducting the final strategic placement; The number of shares issued online was 7.207 million, accounting for 27.66% of the number issued after deducting the final strategic placement. The total number of final offline and online issuance is the total number of this issuance minus the final strategic placement, with a total of 26060174 shares.
The issue price is 37.09 yuan / share. The issuer initially issued 7.207 million A-Shares of "Pingao shares" through the online pricing of the trading system of Shanghai Stock Exchange on December 21, 2021 (T).
According to the announcement on IPO arrangement and preliminary inquiry of Guangzhou Pingao Software Co., Ltd. and its listing on the science and Innovation Board (hereinafter referred to as the "announcement on issuance arrangement and preliminary inquiry") and the announcement on IPO of Guangzhou Pingao Software Co., Ltd. and its listing on the science and Innovation Board (hereinafter referred to as the "announcement on issuance") ）According to the announced callback mechanism, since the initial effective subscription multiple of this online offering is 5055.18 times, more than 100 times, the issuer and the lead underwriter decided to start the callback mechanism to adjust the scale of offline and online issuance, 10% of the number of shares in this public offering after deducting the final strategic placement (rounded up to an integral multiple of 500 shares, i.e. 2606500 shares) from offline to online. After the launch of the callback mechanism, the final number of shares issued offline is 16246674 shares, accounting for 62.34% of the number issued after deducting the number of strategic placements, and the final number of shares issued online is 981350 shares, accounting for 37.66% of the number issued after deducting the number of strategic placements. After the launch of the callback mechanism, The final winning rate of online issuance was 0.02693597%.
Investors are kindly requested to pay attention to the payment process of this offering and fulfill their payment obligations on December 23, 2021 (T + 2):
1. According to this announcement, offline allocated investors shall timely and fully pay the subscription funds and corresponding new share placement brokerage commission according to the finally determined issuance price of 37.09 yuan / share and the allocated quantity before 16:00 on December 23 (T + 2) 2021. The subscription funds and corresponding new share placement brokerage commission shall arrive before 16:00 on December 23 (T + 2) 2021.
Brokerage commission amount of new share placement of the placing object = final allocation amount of the placing object * 0.5% (rounded to the nearest cent), offline allocated investors shall transfer the corresponding new share placement brokerage commission when paying the subscription funds for new shares. If offline investors receive multiple new shares on the same day, they must pay separately for each new share. In the case of multiple new shares on the same day, if only one total amount is remitted, the consolidated payment will lead to the failure of entry, and the consequences arising therefrom shall be borne by the company The investor shall bear it.
After winning the lot in the subscription of new shares, online investors shall perform the obligation of capital settlement in accordance with this announcement, Ensure that its capital account has sufficient subscription funds for new shares on December 23 (T + 2) 2021, and the insufficient part shall be deemed as abandoning the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor. The transfer of investors' funds shall comply with the relevant regulations of the securities company where the investor belongs.
The shares that offline and online investors give up to subscribe for are underwritten by Minsheng securities.
2. In this offline offering, securities investment funds and other partial share asset management products established by public offering, national social security fund, basic endowment insurance fund, enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund Among the placement objects such as insurance funds and qualified foreign institutional investors that comply with the measures for the administration of the use of insurance funds and other relevant provisions, 10% of the final allocated account (rounded up), it shall promise that the holding period of the shares allocated this time is 6 months from the date of the issuer's initial public offering and listing. The restricted account will be determined by lottery after the offline investors complete the payment. The shares allocated to the placing object account managed by the offline investors who are not selected have no circulation restrictions and restricted sales arrangements, and will be issued from this time It can be circulated from the date of listing and trading on the Shanghai Stock Exchange. The lottery number of the online lower limit sale account will be allocated according to the placing object, and each placing object will be assigned a number. Once offline investors make a quotation, they will be deemed to accept the online lower selling period arrangement of this offering.
3. After deducting the final number of strategic placements, if the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings, the issuer and the lead underwriter will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investors with valid quotation fail to participate in the subscription or obtain the preliminary placement, and the offline investors fail to pay the subscription amount in time and in full, they will be deemed as breach of contract and shall bear the liability for breach of contract. The lead underwriter shall report the breach to the China Securities Association for the record.
When online investors fail to pay in full after winning the lottery three times in a row within 12 months, 6 months from the next day after CSDCC Shanghai branch receives the purchase abandonment declaration (calculated as 180 natural days, including the next day) shall not participate in the subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds. The number of times to give up subscription shall be calculated according to the number of times that investors actually give up subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds.
5. Once this announcement is published, it shall be deemed to have served the distribution payment notice to the online investors who have participated in the online subscription and won the lot and all the placing objects who have obtained the distribution under the offline issuance.
1、 Online lottery results
According to the issuance announcement, The issuer and the recommendation institution (lead underwriter) on December 22, 2021 On the morning of (T + 1), we presided over the lottery winning ceremony for the online issuance of pinco's initial public offering shares at the Haitang hall on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong, Shanghai. The lottery ceremony was conducted in accordance with the principles of openness, fairness and impartiality. The lottery process and results have been notarized by Shanghai Dongfang notary office. The winning results are as follows:
Last digit winning lot number
Last "4" digits 81403140
Last "5" digits 278094780967898780900780909434
Last "6" digits 495191620191745191870191995191370191245191120191992655
Last "7" digit 537107803781624831
Last "8" digit 05964808225720767175155822467502015932
If the mantissa of the subscription allotment number held by the investors participating in the online issuance of A-Shares of subscription high shares is the same as the above number, it is the winning number. There are 19627 winning numbers in total, and each winning number can only subscribe for 500 A-Shares of Pingao shares.
2、 Offline issuance and subscription and preliminary placement results
(i) Offline issuance and subscription
According to the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the measures for the implementation of the issuance and underwriting of shares on the science and Innovation Board of Shanghai Stock Exchange (SZF [2021] No. 76), the guidelines for the application of the issuance and underwriting rules on the science and Innovation Board of Shanghai Stock Exchange No. 1 - initial public offering of shares (SZF [2021] No. 77) In accordance with the requirements of the underwriting specifications for initial public offerings under the registration system (Zhong Zheng Xie Fa [2021] No. 213), the management rules for offline investors in initial public offerings under the registration system, and the guidelines for the classification, evaluation and management of offline investors in initial public offerings under the registration system (Zhong Zheng Xie Fa [2021] No. 212), the sponsor (lead underwriter) has verified and confirmed the qualification of investors participating in offline subscription. According to the effective subscription results finally received by the offline subscription electronic platform of Shanghai Stock Exchange, the lead underwriter makes the following statistics:
The offline subscription of this offering was completed on December 21, 2021 (t day). After verification, it is confirmed that all 7790 effective quotation placing objects managed by 373 offline investors disclosed in the issuance announcement have made offline subscription in accordance with the requirements of the issuance announcement, and the number of effective offline subscriptions is 5134420 million shares.
（2） Preliminary offline placement results
According to the offline placement principles and calculation methods published in the issuance arrangement and preliminary inquiry announcement and the issuance announcement, the issuer and the lead underwriter have made a preliminary placement of offline issued shares, and the preliminary placement results are as follows:
There are allocated quantities under the network
Number of allotments of effective subscription shares the total number of shares issued under the effective subscription number of various investors
Number of shares (10000 shares) (share) sales ratio
Proportion of quantity
Class a investors 229619044.72% 1195191673.57% 0.05205108%
Class B investors 142500.28% 487530.30% 0.03421263%
Class C investors 282398055.00% 424600526.13% 0.01503553%
Total 5134420100.00% 16246674100.00% 0.03164267%
Note: if the total is inconsistent with the mantissa of the sum of the sub item values, it is caused by rounding.
Among them, 261 zero shares were allotted to "Tongtai Huiying hybrid securities investment fund" in accordance with the offline placement principle announced in the announcement on issuance arrangement and preliminary inquiry.
The above preliminary placement arrangements and results comply with the placement principles announced in the announcement on issuance arrangements and preliminary inquiry. See "attached table: preliminary placement details of offline subscription of Pingao shares" for the preliminary placement of each placement object.
3、 Offline placement lottery
The issuer and the lead underwriter agreed to conduct the lottery drawing of the online lower limit sales account of the issuance at Haitang hall, conference room on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong, Shanghai on the morning of December 24 (T + 3), 2021, and will disclose it in Shanghai Securities News, China Securities News, securities times and Securities Daily on December 27 (T + 4), 2021 The announcement on the results of initial public offering of shares by Guangzhou Pingao Software Co., Ltd. and listing on the science and Innovation Board announced the lottery results of the online lower limit sales account.
4、 Final result of strategic placement
The payment and placement of the strategic placement of this offering have been completed, and the strategic investors of this offering have participated in the strategic placement of this offering as promised. It is confirmed that the strategic placement of strategic investors in this offering disclosed in the issuance announcement is effective. The final situation of the strategic placement of this offering is as follows:
New share placement brokerage commission
Name of strategic investor number of allocated shares (shares) amount allocated (yuan) restricted period (yuan)
Minsheng Securities Investment Co., Ltd. 113055341932
