Citic Securities Company Limited(600030) about the compliance of this transaction
Verification opinions on the relevant provisions of the opinions on strengthening the risk prevention and control of honest practitioners such as securities companies hiring a third party in investment banking business
Sichuan Road & Bridge Co.Ltd(600039) (hereinafter referred to as ” Sichuan Road & Bridge Co.Ltd(600039) ” listed company “) intends to issue shares and pay cash to purchase 95.00% equity of Sichuan Communications Construction Group Co., Ltd., 100.00% equity of Sichuan Gaolu Construction Engineering Co., Ltd. and 96.67% equity of Sichuan Expressway Greening and Environmental Protection Development Co., Ltd. controlled by Shudao Investment Group Co., Ltd. at the same time, Sichuan Road & Bridge Co.Ltd(600039) plans to raise matching funds from Shudao Capital Holding Group Co., Ltd., a related party controlled by the controlling shareholder, Sichuan Energy Investment Group Co., Ltd., a strategic investor and Byd Company Limited(002594) non-public offering of shares.
Citic Securities Company Limited(600030) (hereinafter referred to as “independent financial advisor” and ” Citic Securities Company Limited(600030) “) as the independent financial advisor of the listed company for this transaction, according to the opinions on strengthening the risk prevention and control of honest employment such as hiring a third party by securities companies in investment banking business (CSRC Gongzhu [2018] No. 22) In accordance with the requirements of normative documents such as the notice on strengthening the risk prevention and control of independent financial advisers hiring third parties in the M & a business of listed companies, the Honest Employment of third parties in this transaction has been verified.
It is verified that Citic Securities Company Limited(600030) does not directly or indirectly employ a third party for compensation in the course of acting as the independent financial adviser of this transaction, which is in line with the relevant provisions of the opinions on strengthening the risk prevention and control of honest employment such as the employment of a third party by securities companies in investment banking business.
After verification, in this transaction, the listed company has hired independent financial consultants, law firms, accounting firms and asset evaluation institutions according to law. Except for the above securities service institutions required to be hired according to law, there is no direct or indirect paid hiring of other third parties, Comply with the relevant provisions of the opinions on strengthening the risk prevention and control of honest practitioners such as securities companies hiring a third party in investment banking business.
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