Securities code: Wuxi Shangji Automation Co.Ltd(603185) securities abbreviation: Wuxi Shangji Automation Co.Ltd(603185) Announcement No.: 2022020 Wuxi Shangji Automation Co.Ltd(603185)
Public issuance of A-share convertible corporate bonds
Announcement of online winning rate and priority placement results
Sponsor (lead underwriter): Sinolink Securities Co.Ltd(600109)
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important tips
Wuxi Shangji Automation Co.Ltd(603185) (hereinafter referred to as ” Wuxi Shangji Automation Co.Ltd(603185) ,” issuer “,” company “or” the company “) and Sinolink Securities Co.Ltd(600109) (hereinafter referred to as” Sinolink Securities Co.Ltd(600109) , “recommendation institution (lead underwriter)” or “lead underwriter”) in accordance with the securities law of the people’s Republic of China and the measures for the administration of securities issuance of listed companies (order of the CSRC [No. 163]) Measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), measures for the administration of convertible corporate bonds (CSRC order [No. 178]), implementation rules for the issuance of convertible corporate bonds of listed companies on Shanghai Stock Exchange (revised in 2018) (SZF [2018] No. 115) Guidelines on securities issuance and listing business of Shanghai Stock Exchange (revised in 2018) (SZF [2018] No. 42) Organize and implement the public issuance of A-share convertible corporate bonds (hereinafter referred to as “convertible bonds” or “Shanghai 22 convertible bonds”) in accordance with the relevant provisions of the guidelines for securities issuance and underwriting business of Shanghai Stock Exchange No. 2 – securities issuance and listing business of listed companies (Shh [2021] No. 323).
The important tips for the issuance process, subscription, payment and disposal of investors’ abandonment are as follows: 1. After the online investors win the bidding for convertible bonds, they shall fulfill the obligation of capital settlement in accordance with the announcement on the results of online bidding for Wuxi Shangji Automation Co.Ltd(603185) public issuance of A-share convertible corporate bonds, Ensure that its capital account has sufficient subscription funds on March 3, 2022 (T + 2), and can subscribe for one hand or one hand of integral multiple convertible bonds after winning the lottery. The transfer of investors’ funds shall comply with the relevant regulations of the securities company where the investors are located. If the investor’s subscription fund is insufficient, the insufficient part shall be deemed as giving up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor. According to the relevant provisions of China Securities Depository and Clearing Co., Ltd. Shanghai Branch (hereinafter referred to as “China Securities Depository and clearing Shanghai Branch”), the minimum unit to give up subscription is one hand. The part that online investors give up subscription shall be underwritten by the lead underwriter.
2. When the total number of convertible bonds preferentially subscribed by the original A-share shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issue; Or when the total number of convertible bonds subscribed by the original A-share shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issuance, the issuer and the recommendation institution (lead underwriter) shall negotiate first. If the negotiation fails, the issuer and the recommendation institution (lead underwriter) will suspend this issuance and report to the CSRC in time, And disclose the reasons for the suspension of the issuance and subsequent arrangements, and choose the opportunity to restart the issuance.
The part of the subscription amount of this issuance less than 2.47 billion yuan shall be underwritten by the lead underwriter according to the agreement, and the underwriting base is 2.47 billion yuan. The lead underwriter shall determine the final placement result and underwriting amount according to the online capital arrival. In principle, the underwriting proportion of the lead underwriter shall not exceed 30% of the total issuance, that is, the maximum underwriting amount shall not exceed 741 million yuan in principle. When the actual underwriting ratio exceeds 30% of the total amount of this offering, the lead underwriter will start the internal risk assessment procedure and negotiate with the issuer; If it is determined to continue to perform the issuance procedures, the lead underwriter will adjust the final underwriting proportion, fully underwrite the amount less than the subscription amount of investors, and report to the CSRC in a timely manner; If it is determined to take measures to suspend the issuance, the lead underwriter and the issuer will timely report to the CSRC, announce the reasons for suspending the issuance, and choose an opportunity to restart the issuance within the validity period of the approval.
3. If online investors have won the lottery for 3 times but failed to pay in full within 12 consecutive months, they shall not participate in the online subscription of new shares, depositary receipts, convertible bonds and convertible bonds within 6 months (calculated as 180 natural days, including the next day) from the next day when CSDCC Shanghai Branch receives the purchase abandonment declaration. The number of times of giving up subscription shall be calculated according to the number of times of investors actually giving up subscription of new shares, depositary receipts, convertible bonds and exchangeable bonds Wuxi Shangji Automation Co.Ltd(603185) this public offering of 2.47 billion yuan of convertible corporate bonds, the preferential placement and online subscription of the original shareholders have ended on March 1, 2022 (t day). Now, the results of the subscription of the last 22 convertible bonds are announced as follows: I. overall situation
The last 22 convertible bonds issued this time are 2.47 billion yuan, with an issue price of 100 yuan each, totaling 24.7 million pieces (2.47 million hands). The priority placement date and online subscription date of the original shareholders of this issuance are March 1, 2022 (t day). 2、 Release results
According to the announcement of Wuxi Shangji Automation Co.Ltd(603185) public issuance of A-share convertible corporate bonds, the total amount of convertible bonds issued in the last 22 years was 2.47 billion yuan, which was placed preferentially to the original shareholders who held the issuer’s shares registered after the closing of the equity registration date, The balance after the preferential placement of the original shareholders (including the part that the original shareholders give up the preferential placement) is sold online to the public investors through the trading system of Shanghai Stock Exchange (hereinafter referred to as “Shanghai Stock Exchange”). The final issuance results are as follows:
(I) results of preferential placement to original shareholders
According to the online priority placement data provided by the Shanghai Stock Exchange, the total number of shang22 convertible bonds that were finally preferentially placed to the original shareholders of the issuer was 2091788000 yuan (2091788 hands), accounting for 84.69% of the total issuance.
(II) online subscription results and successful issuance rate of social public investors
The last 22 convertible bonds to be issued online to public investors finally determined in this issuance was 378212000 yuan (378212 hands), accounting for 15.31% of the total issuance, and the online winning rate was 000324259%.
According to the online subscription information provided by Shanghai Stock Exchange, the number of effective subscription accounts issued online to public investors is 11790339, the number of effective subscription is 1166380241, the total number of allotments is 1166380241, and the starting and ending numbers are 10000000000 – 111663870240.
The issuer and the recommendation institution (lead underwriter) will organize a lottery ceremony on March 2, 2022 (T + 1), and the lottery results will be published in the securities times and the website of Shanghai Stock Exchange on March 3, 2022 (T + 2)（ http://www.sse.com.cn. ）Make an announcement on the Internet. The subscriber shall confirm the number of convertible bonds subscribed according to the winning lot number. Each winning lot number can only buy 22 convertible bonds in one hand (i.e. 1000 yuan).
(III) summary of placement results of this offering
Winning rate / effective subscription quantity of placement actual allocation actual allocation amount
category
Proportion (%) (hand) quantity (hand) (yuan)
Original shareholder 100. Jiangsu Guotai International Group Co.Ltd(002091) 78820917882091788000
Online social public investors 00032425911663870241378212378212000
Total 116659620292470 Kingenta Ecological Engineering Group Co.Ltd(002470) 0000
3、 Time to market
The listing time of the last 22 convertible bonds issued this time will be announced separately. 4、 Documents for future reference
For the general information of this offering, investors are invited to consult the summary of the prospectus for Wuxi Shangji Automation Co.Ltd(603185) public offering of A-share convertible corporate bonds and the announcement of Wuxi Shangji Automation Co.Ltd(603185) public offering of A-share convertible corporate bonds published in the securities times on February 25, 2022 (T-2). Investors can also go to the website of Shanghai Stock Exchange（ http://www.sse.com.cn. ）Query the full text of the prospectus and relevant materials related to this offering. 5、 Contact information of issuer and lead underwriter
1. Issuer: Wuxi Shangji Automation Co.Ltd(603185)
Address: No. 158, Nanhu Middle Road, Xuelang street, Binhu District, Wuxi
Tel: 051085390590
Contact: Zhao Qin
2. Sponsor (lead underwriter): Sinolink Securities Co.Ltd(600109)
Address: 13th floor, Zizhu international building, No. 1088, Fangdian Road, Pudong New Area, Shanghai
Tel: 021 Guangdong Huate Gas Co.Ltd(688268) 25
Contact: capital market department
Issuer: Wuxi Shangji Automation Co.Ltd(603185) sponsor (lead underwriter): Sinolink Securities Co.Ltd(600109) March 2, 2022
Wuxi Shangji Automation Co.Ltd(603185) mm / DD / yyyy (there is no text on this page, which is the seal page of the announcement on online winning rate and preferred placement results of Wuxi Shangji Automation Co.Ltd(603185) public offering of A-share convertible corporate bonds)
Sinolink Securities Co.Ltd(600109) mm / DD / yyyy
