Yunnan Energy Investment Co.Ltd(002053) : Yunnan Energy Investment Co.Ltd(002053) announcement on regulatory measures or punishment and rectification taken by securities regulatory authorities and stock exchanges in the past five years

Securities code: Yunnan Energy Investment Co.Ltd(002053) securities abbreviation: Yunnan Energy Investment Co.Ltd(002053) Announcement No.: 2022023

Yunnan Energy Investment Co.Ltd(002053)

Announcement on regulatory measures or punishment and rectification taken by securities regulatory authorities and stock exchanges in the past five years

The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.

Yunnan Energy Investment Co.Ltd(002053) (hereinafter referred to as “the company”) has been listed in strict accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the stock listing rules of Shenzhen Stock Exchange, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board and other relevant laws and regulations and the articles of association since its listing, Continuously improve the corporate governance structure, continuously improve the standard operation level of the company, and promote the sustainable, stable and healthy development of the company.

The company intends to apply for non-public offering of a shares. According to the relevant requirements of China Securities Regulatory Commission (hereinafter referred to as “CSRC”), the punishment or regulatory measures and rectification taken by the securities regulatory authorities and Shenzhen Stock Exchange in the past five years are hereby announced as follows:

Through self-examination, as of the date of disclosure of this announcement, except for receiving the inquiry letter from Shenzhen Stock Exchange, the company has no other regulatory measures taken by the securities regulatory authorities and Shenzhen Stock Exchange in the past five years.

It is hereby announced.

Yunnan Energy Investment Co.Ltd(002053) board of directors

March 2, 2022

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