Securities code: 300035 securities abbreviation: Hunan Zhongke Electric Co.Ltd(300035) Announcement No.: 2022-013 Hunan Zhongke Electric Co.Ltd(300035) board of supervisors
On the third part of the first grant of the restricted stock incentive plan in 2018
Release of the second part of the sales restriction period
Verification opinions on the list of incentive objects whose sales restrictions can be lifted
The company and all members of the board of supervisors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Hunan Zhongke Electric Co.Ltd(300035) (hereinafter referred to as “the company”) the board of supervisors in accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the measures for the administration of equity incentive of listed companies (hereinafter referred to as “the management measures”) and other relevant laws and regulations Normative documents and relevant provisions of the company’s 2018 restricted stock incentive plan (Draft) (hereinafter referred to as “incentive plan (Draft)”) and the Hunan Zhongke Electric Co.Ltd(300035) articles of association, Review the list of incentive objects whose sales restrictions can be lifted in the third period of the first granted part and the second period of the reserved granted part of the company’s restricted stock incentive plan in 2018 (hereinafter referred to as the “incentive plan”), and express the following opinions:
1. The company complies with the implementation of the equity incentive plan stipulated in the administrative measures and other laws, regulations and normative documents. The company has the subject qualification to implement the equity incentive plan and meets the requirements of the incentive plan (Draft) for the release of the restrictions in the third release period of the first granted part and the conditions for the release of the restrictions in the second release period of the reserved granted part, There is no circumstance stipulated in the incentive plan (Draft) that the sales restriction shall not be lifted;
2. The incentive objects of the first grant part and reserved grant part of the company’s restricted stock incentive plan in 2018 do not have the circumstances that they shall not become incentive objects as stipulated in Article 8 of the administrative measures:
(1) Being identified as an inappropriate candidate by the stock exchange within the last 12 months;
(2) In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law;
(5) Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
3. The board of supervisors checked the list of incentive objects and considered that among the 120 incentive objects granted by the company’s restricted stock incentive plan for the first time in the third release period in 2018, except for 5 incentive objects who resigned for personal reasons and no longer meet the conditions to become incentive objects, The remaining 115 incentive objects meet the conditions for lifting the restriction (including the company’s performance appraisal requirements and the incentive object’s personal performance appraisal requirements) specified in the incentive plan (Draft). According to the incentive object’s performance appraisal results, 115 incentive objects in the third lifting period are granted for the first time, and all of them meet the conditions for lifting the restriction; Among the 25 incentive objects in the second release period of the reserved grant part, except for one incentive object who resigned for personal reasons and no longer met the conditions for becoming an incentive object, the other 24 incentive objects met the conditions for the release of restrictions specified in the incentive plan (Draft) (including the requirements for company performance appraisal and individual performance appraisal of incentive objects, etc.), According to the performance appraisal results of the incentive objects, the 24 incentive objects in the second release period of the reserved grant part meet the 100% release conditions. For the first time and some incentive objects reserved as the incentive objects that can be lifted this time, the subject qualification of the company is legal and effective. In conclusion, the board of supervisors believes that the conditions for the release of restrictions in the third release period of the first granted part and the second release period of the reserved granted part of the company’s restricted stock incentive plan in 2018 have been met, and the qualifications for the release of restrictions in the first granted part of 115 incentive objects and the reserved granted part of 24 incentive objects are legal and effective. Now, according to the performance appraisal results of the incentive objects, it is agreed that after the expiration of the corresponding restricted stock period, the company will handle the lifting of the restrictions for the 5.079 million restricted shares granted to some 115 incentive objects for the first time in the 2018 restricted stock incentive plan, and the 98000 restricted shares reserved for 24 incentive objects for the second lifting of the restrictions.
Hunan Zhongke Electric Co.Ltd(300035) board of supervisors
February 19, 2002
