Guangdong Vtr Bio-Tech Co.Ltd(300381)
Reserved grant of restricted stock incentive plan in 2021 by the board of supervisors
Verification opinions on the list of incentive objects
Guangdong Vtr Bio-Tech Co.Ltd(300381) (hereinafter referred to as “the company”) held the 10th meeting of the 7th board of supervisors on February 18, 2022, deliberated and adopted the proposal on granting reserved restricted shares to incentive objects. According to relevant laws and regulations, normative documents and the articles of association, the board of supervisors checked the list of incentive objects granted reserved restricted shares, The verification opinions are as follows:
(I) in accordance with the company law, the securities law, the administrative measures and other relevant laws, regulations and normative documents, as well as the relevant provisions of the incentive plan, the board of supervisors reviewed the list of incentive objects (grant date) reserved for the company’s restricted stock incentive plan in 2021, and issued the following verification opinions: 1 As of the date of this reserved grant of restricted shares, the incentive objects reserved and granted in the company’s 2021 restricted stock incentive plan do not have the circumstances that they are not allowed to become incentive objects as stipulated in Article 8 of the administrative measures: (1) they have been identified as inappropriate candidates by the stock exchange in the last 12 months;
(2) In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law; (5) Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
2. The persons included in the list of incentive objects reserved in the company’s restricted stock incentive plan are the directors, core middle-level managers, core technical and business personnel of the company (including branches and subsidiaries) and other employees that the board of Directors considers should be encouraged, excluding Guangdong Vtr Bio-Tech Co.Ltd(300381) independent directors, supervisors and foreign employees.
To sum up, the board of supervisors of the company believes that the personnel included in the incentive plan and reserved for granting incentive objects meet the job qualifications specified in the company law, securities law and other laws, regulations and normative documents, meet the conditions of incentive objects specified in the administrative measures and listing rules, and meet the scope of incentive objects specified in the incentive plan of the company, As the incentive object of the company’s restricted stock incentive plan, its subject qualification is legal and effective.
（2） The board of supervisors of the company has checked whether the reserved granting conditions of the company’s restricted stock incentive plan in 2021 have been fulfilled, and believes that:
1. The company is not prohibited from implementing the equity incentive plan as stipulated in the administrative measures and other laws, regulations and normative documents. The company has the subject qualification to implement the equity incentive plan.
2. The board of supervisors of the company checked the reserved grant date of the incentive plan and considered that the reserved grant date was in line with the management measures and the relevant provisions on the grant date in the incentive plan of the company.
In conclusion, the board of supervisors of the company believes that the reserved grants of the incentive plan meet the conditions specified in relevant laws, regulations and normative documents, and the conditions for granting restricted shares have been met. The board of supervisors of the company agreed that the reserved grant date of this restricted stock incentive plan is February 18, 2022, and agreed to reserve 800000 class II restricted shares to 22 incentive objects who meet the reserved grant conditions at the grant price of 4.99 yuan / share.
It is hereby announced.
Guangdong Vtr Bio-Tech Co.Ltd(300381) board of supervisors
February 19, 2022
