Securities code: 600318 securities abbreviation: Anhui Xinli Finance Co.Ltd(600318) Announcement No.: pro 2022-003 Anhui Xinli Finance Co.Ltd(600318)
Suggestive announcement on the expiration of the lock-in period of the first batch of shares of the employee stock ownership plan
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
The employee stock ownership plan of Anhui Xinli Finance Co.Ltd(600318) (hereinafter referred to as “the company”) held the 11th meeting of the 8th board of directors and the 4th extraordinary general meeting of shareholders in 2020 on November 30, 2020 and December 21, 2020 respectively, and deliberated and adopted the proposal on the company’s employee stock ownership plan (Draft) and its summary The proposal on the measures for the administration of the company’s employee stock ownership plan and other relevant proposals. For details, see the company’s website of Shanghai Stock Exchange (www.sse. Com. CN.) on December 1 and December 22, 2020 Relevant announcements disclosed on.
According to the guiding opinions on the pilot implementation of employee stock ownership plan by listed companies, the self regulatory guidelines for listed companies of Shanghai Stock Exchange No. 1 – standardized operation and the measures for the administration of Anhui Xinli Finance Co.Ltd(600318) employee stock ownership plan of the CSRC, the lock-in period of the first batch of shares of the company’s employee stock ownership plan will expire on February 5, 2022, The relevant information is hereby announced as follows:
1、 Shareholding status and lock-in period arrangement of employee stock ownership plan
According to the Anhui Xinli Finance Co.Ltd(600318) employee stock ownership plan (Draft), the stock source of the company’s employee stock ownership plan is the company’s shares held in the company’s special repurchase account, with a total of no more than 20800000 shares. On February 4, 2021, the company received the confirmation of transfer registration issued by China Securities Depository and Clearing Co., Ltd. the company’s 20800000 shares held in the special securities account for repurchase were transferred to the employee stock ownership plan account of the company through non trading on February 3, 2021, and the transfer price was 7.27 yuan / share. As of the disclosure date of this announcement, the company’s ESOP account holds 20800000 shares of the company, accounting for 4.06% of the company’s current total share capital. For details, please refer to the website of Shanghai Stock Exchange (www.sse. Com. CN.) on February 5, 2021 The relevant announcement of Anhui Xinli Finance Co.Ltd(600318) announcement on the completion of stock non trading transfer of employee stock ownership plan (Announcement No.: pro 2021-007) disclosed on the.
According to the provisions of the company’s employee stock ownership plan, the lock up period of the underlying shares obtained by the employee stock ownership plan is 12 months from the date when the company announces the transfer of the underlying shares to the name of the employee stock ownership plan (February 5, 2021), The unlocking time points are 12 months and 24 months from the date when the company announces the transfer of the last subject stock to the name of the employee stock ownership plan, and the proportion of each batch of unlocked subject stock is 50% and 50% respectively. In view of this, the lock up period of the first batch of shares of the company’s employee stock ownership plan will expire on February 5, 2022. The unlocking proportion is 50% of the total shares held by the employee stock ownership plan, with a total of 10400000 shares, accounting for 2.03% of the company’s current total share capital.
2、 Subsequent arrangements for the expiration of the lock-in period of the employee stock ownership plan
In accordance with the provisions of the measures for the administration of Anhui Xinli Finance Co.Ltd(600318) employee stock ownership plan and the authorization of the first meeting of the holders of the employee stock ownership plan, the Management Committee of the employee stock ownership plan will choose the opportunity to sell the company’s shares after the expiration of the lock-in period of the first batch of shares.
After the expiration of the lock-in period, the ESOP will strictly abide by the market trading rules and the provisions of China Securities Regulatory Commission and Shanghai Stock Exchange on not buying and selling stocks during the information sensitive period, and shall not buy and sell the company’s stocks during the following periods:
1. Within 30 days before the announcement of the company’s periodic report, if the announcement date is delayed due to special reasons, it shall be from 30 days before the original announcement date to the final announcement date;
2. Within 10 days before the announcement of the company’s performance forecast and performance express;
3. From the date of major events that may have a significant impact on the company’s stock trading price or in the decision-making process to 2 trading days after disclosure according to law;
4. Other periods prescribed by the CSRC and the Shanghai Stock Exchange.
3、 Duration, change and termination of employee stock ownership plan
(I) duration of employee stock ownership plan
1. The duration of the employee stock ownership plan is 36 months, which is calculated from the date when the general meeting of shareholders deliberates and approves the employee stock ownership plan, and will terminate automatically after the expiration of the duration.
2. Before the expiration of the duration of the employee stock ownership plan, the duration of the employee stock ownership plan can be extended after more than 2 / 3 of the shares held by the holders attending the shareholders’ meeting are agreed and submitted to the board of directors for deliberation and approval.
3. The company shall disclose a suggestive announcement six months before the expiration of the duration of the employee stock ownership plan, stating the number of shares held by the employee stock ownership plan and its proportion in the total share capital of the company.
(II) change of employee stock ownership plan
The changes of the employee stock ownership plan include but are not limited to the way of capital contribution by the holder, the way of obtaining shares by the holder, the basis for determining the holder and other matters. The changes of the employee stock ownership plan during the duration must be approved by more than 2 / 3 of the shares held by the holders attending the holder meeting and submitted to the board of directors of the company for deliberation and approval.
(III) termination of employee stock ownership plan
1. After the expiration of the employee stock ownership plan, if the holder’s meeting fails to make an effective resolution to extend the duration, the employee stock ownership plan will be terminated automatically.
2. After the lock-in period of the employee stock ownership plan expires, when the assets held by the employee stock ownership plan are all monetary funds and all equity ownership is completed, the employee stock ownership plan can be terminated in advance.
3. In addition to the above-mentioned automatic termination and early termination, during the duration, the termination of the employee stock ownership plan shall be agreed by more than 2 / 3 of the shares held by the holders attending the holders’ meeting, submitted to the board of directors of the company for deliberation and approval, and relevant resolutions shall be disclosed in a timely manner.
4、 Other instructions
The company will continue to pay attention to the implementation progress of the employee stock ownership plan and timely fulfill the obligation of information disclosure in accordance with relevant laws and regulations. Please pay attention to investment risks.
It is hereby announced.
Anhui Xinli Finance Co.Ltd(600318) board of directors January 29, 2022
